Alexandra M. Rooney

MAIN STREET RESEARCH LLC

Greenwich, CT 06830

Some features on this profile are disabled

CRD#: 6722773

Professional summary

Alexandra Mary Rooney, CFP®, who also goes by Alex Rooney, Alexandra Rooney, is a registered financial advisor currently at MAIN STREET RESEARCH LLC located in Greenwich, Connecticut.

Alexandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alexandra has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Rooney | Alexandra Rooney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexandra Mary Rooney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 29, 2024 - Present

MAIN STREET RESEARCH LLC

Office #1: 380 Greenwich Ave., Greenwich, CT 06830

RIA

CRD#: 114629

Greenwich, CT

Past

May 12, 2023 - July 2, 2024

REVOLVE WEALTH PARTNERS, LLC

RIA

CRD#: 286643

HACKENSACK, NJ

Past

January 26, 2023 - April 19, 2023

SCS CAPITAL MANAGEMENT LLC

RIA

CRD#: 122258

New York, NY

Past

October 31, 2016 - October 8, 2018

WOLF GROUP CAPITAL ADVISORS

RIA

CRD#: 111647

FAIRFAX, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIN STREET RESEARCH LLC

CRD#: 114629 / SEC#: 801-57739

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/4/2025)

IAR

Connecticut
(7/29/2024)

IAR

New York
(7/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/2016

Uniform Investment Adviser Law Examination

Current Firm

MAIN STREET RESEARCH LLC

CRD#: 114629 / SEC#: 801-57739

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

342 Main Street, Lakeville, CT 06039

Mailing Address

30 Liberty Ship Way Third Floor, Sausalito, CA 94965

Phone number

(860) 435-2350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,782
AUM (Assets Under Management)	$ 2,384,657,948

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alexandra M. Rooney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexandra Mary Rooney's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAIN STREET RESEARCH LLC

REVOLVE WEALTH PARTNERS, LLC

SCS CAPITAL MANAGEMENT LLC

WOLF GROUP CAPITAL ADVISORS

Primary Firm SEC Registration

MAIN STREET RESEARCH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/2016

Current Firm

MAIN STREET RESEARCH LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIN STREET RESEARCH LLC

TRUST BUT VERIFY

Similar Advisors