Vanessa R. Kraus
Professional summary
Vanessa Renee Kraus, CFP®, who also goes by Vanessa Renee Mayorga, Vanessa Renee Walker, is a registered financial advisor currently at KEEL POINT, LLC located in Vienna, Virginia and KEEL POINT CAPITAL, LLC located in Tysons, Virginia.
Vanessa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Vanessa has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vanessa Renee Kraus's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
October 27, 2020 - Present
KEEL POINT, LLC
Office #1: 8065 Leesburg Pike Suite 300, Vienna, VA 22182October 26, 2020 - Present
KEEL POINT CAPITAL, LLC
Office #1: 8405 Greensboro Drive Suite 900, Tysons, VA 22102May 22, 2019 - October 27, 2020
BNY MELLON SECURITIES CORPORATION
December 7, 2016 - January 31, 2017
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
KEEL POINT, LLC
CRD#: 127902 / SEC#: 801-62249
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2020)
(10/27/2020)
Exams
FINRA
Current Firm
KEEL POINT, LLC
CRD#: 127902 / SEC#: 801-62249
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,626 |
| AUM (Assets Under Management) | $ 3,464,607,203 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 01/26/2024 | ||
| 10/25/2022 |
Red Flags
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