RO
Robert J. Oglesby
SCHWAB WEALTH ADVISORY
Orlando, FL 32810
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CRD#: 6720804
RO
Professional summary
Robert James Oglesby, who also goes by Robert J Oglesby, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert J Oglesby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert James Oglesby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2025 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
CRD#: 159035
Orlando, FL
Current
June 18, 2025 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
BD
CRD#: 5393
Orlando, FL
Past
July 30, 2024 - April 25, 2025
EDWARD JONES
RIA
CRD#: 250
ORLANDO, FL
Past
July 1, 2024 - April 25, 2025
EDWARD JONES
BD
CRD#: 250
ORLANDO, FL
Past
July 5, 2017 - July 13, 2021
EDWARD JONES
RIA
CRD#: 250
Oakland, FL
Past
July 3, 2017 - July 13, 2021
EDWARD JONES
BD
CRD#: 250
Oakland, FL
Past
February 22, 2017 - May 22, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ORLANDO, FL
Past
January 6, 2017 - May 22, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ORLANDO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2025)
RR
Alaska(7/8/2025)
RR
Arizona(7/14/2025)
RR
Arkansas(7/17/2025)
RR
California(7/8/2025)
RR
Colorado(7/9/2025)
RR
Connecticut(7/8/2025)
RR
Delaware(7/9/2025)
RR
District of Columbia(7/10/2025)
IAR
Florida(6/20/2025)
RR
Florida(7/8/2025)
RR
Georgia(7/9/2025)
RR
Hawaii(7/9/2025)
RR
Idaho(7/9/2025)
RR
Illinois(7/8/2025)
RR
Indiana(7/8/2025)
RR
Iowa(7/11/2025)
RR
Kansas(7/9/2025)
RR
Kentucky(7/8/2025)
RR
Louisiana(7/8/2025)
RR
Maine(7/8/2025)
RR
Maryland(7/10/2025)
RR
Massachusetts(7/9/2025)
RR
Michigan(7/8/2025)
RR
Minnesota(7/8/2025)
RR
Mississippi(7/8/2025)
RR
Missouri(7/8/2025)
RR
Montana(7/8/2025)
RR
Nebraska(7/8/2025)
RR
Nevada(7/9/2025)
RR
New Hampshire(7/9/2025)
RR
New Jersey(7/8/2025)
RR
New Mexico(7/9/2025)
RR
New York(7/8/2025)
RR
North Carolina(7/14/2025)
RR
North Dakota(7/16/2025)
RR
Ohio(7/9/2025)
RR
Oklahoma(7/8/2025)
RR
Oregon(7/12/2025)
RR
Pennsylvania(7/9/2025)
RR
Rhode Island(7/9/2025)
RR
South Carolina(7/8/2025)
RR
South Dakota(7/8/2025)
RR
Tennessee(7/9/2025)
IAR
Texas(7/4/2025)
RR
Texas(7/8/2025)
RR
Utah(7/9/2025)
RR
Vermont(7/9/2025)
RR
Virgin Islands(7/15/2025)
RR
Virginia(7/10/2025)
RR
Washington(7/8/2025)
RR
West Virginia(7/14/2025)
RR
Wisconsin(7/8/2025)
RR
Wyoming(7/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035Orlando, FL 32810TRUST BUT VERIFY
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