Stephen Scialo

KEY GROUP MANAGEMENT

Kennett Square, PA 19348

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CRD#: 6720308

Professional summary

Stephen Scialo, who also goes by Stephen Daniel Scialo, is a registered financial advisor currently at KEY GROUP MANAGEMENT, INC. located in Kennett Square, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Stephen has worked at 7 firms and has passed the Series 66, SIE, Series 57 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Daniel Scialo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Scialo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2026 - Present

KEY GROUP MANAGEMENT, INC.

Office #1: 1204 Benjamin Drive, Kennett Square, PA 19348

RIA

CRD#: 146054

Kennett Square, PA

Past

October 8, 2020 - December 31, 2023

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Woodcliff Lake, NJ

Past

October 8, 2020 - December 31, 2023

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Woodcliff Lake, NJ

Past

April 17, 2018 - November 12, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

April 17, 2018 - November 12, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 20, 2017 - March 26, 2018

CHIMERA SECURITIES, LLC

CRD#: 147566

NEW YORK, NY

Past

March 21, 2017 - November 10, 2017

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

March 21, 2017 - November 10, 2017

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

December 1, 2016 - March 9, 2017

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

SUFFERN, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (1/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 12/20/2017

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 12/1/2016

General Securities Representative Examination

Current Firm

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/17/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (1/28/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/17/2019 Terminated)

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Contact information

Main Address

17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268

Mailing Address

Phone number

(480) 477-5252

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/15/2026)

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 303,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen Scialo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Scialo's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY GROUP MANAGEMENT, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CHIMERA SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

KEY GROUP MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2016

SIE

Date: 10/1/2018

Series 57

Date: 12/20/2017

Series 7

Date: 12/1/2016

Current Firm

KEY GROUP MANAGEMENT, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEY GROUP MANAGEMENT, INC.

TRUST BUT VERIFY

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