Peter A. Laufenberg

THE IVY LEAGUE ADVISORY GROUP

Tilton, NH 03276

CRD#: 6719775

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Professional summary

Peter Andrew Laufenberg, who also goes by Peter Laufenberg, is a registered financial advisor currently at THE IVY LEAGUE ADVISORY GROUP, LLC located in Tilton, New Hampshire.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Peter has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Laufenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Andrew Laufenberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2016 - Present

THE IVY LEAGUE ADVISORY GROUP, LLC

Office #1: 322 W Main Street Suite 216, Tilton, NH 03276

RIA

CRD#: 172730

Tilton, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(10/24/2016)

IAR

Vermont
(5/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2016

Uniform Investment Adviser Law Examination

Current Firm

THE IVY LEAGUE ADVISORY GROUP, LLC

CRD#: 172730 / SEC#:

Arizona

Registered Investment Advisory firm - (2/1/2023 Approved)

Louisiana

Registered Investment Advisory firm - (11/25/2019 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/12/2014 Approved)

Vermont

Registered Investment Advisory firm - (5/10/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

530 E Hunt Hwy Suite 103 #480, San Tan Valley, AZ 85142

Mailing Address

Phone number

(603) 899-7572

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	318
AUM (Assets Under Management)	$ 34,549,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter A. Laufenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Andrew Laufenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE IVY LEAGUE ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2016

Current Firm

THE IVY LEAGUE ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE IVY LEAGUE ADVISORY GROUP, LLC

TRUST BUT VERIFY

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