James P. Deming

KSB FINANCIAL SERVICES

Eugene, OR 97401-7116

Some features on this profile are disabled

CRD#: 6719538

Professional summary

James Patrick Deming, who also goes by Pat Deming, Patrick Deming, is a registered financial advisor currently at KSB FINANCIAL SERVICES, LLC located in Eugene, Oregon.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Deming | Patrick Deming

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Deming's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2017 - Present

KSB FINANCIAL SERVICES, LLC

Office #1: 1600 Executive Parkway Suite 110, Eugene, OR 97401-7116

RIA

CRD#: 172553

Eugene, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2017

Uniform Investment Adviser Law Examination

Current Firm

KSB FINANCIAL SERVICES, LLC

CRD#: 172553 / SEC#:

Oregon

Registered Investment Advisory firm - (8/24/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1600 Executive Parkway Suite 110, Eugene, OR 97401-7116

Mailing Address

Phone number

(541) 687-1170

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Phillip Smith

CETERA INVESTMENT ADVISERS LLC

IAR

EUGENE, OR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James P. Deming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Deming's CRS (Customer Relationship Summary).

Certified licenses

Experience

KSB FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2017

Current Firm

KSB FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

KSB FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors