KL
Kory Labarga
VACAVILLE, CA 95688
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CRD#: 6718050
KL
Kory Labarga
Professional summary
Kory Labarga was a registered financial advisor .
Kory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Kory had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/21/2023 - Other - Writing - Author - Not Investment Related - Home Based - Start Date 11/28/2023 - 60 Hours Per Month/ 0 Hours During Trading 2. 01/02/2024 - Other - Publishing a Novelette - Author - Not Investment Related - Home Based - Start Date 01/12/2024 - 60 Hours Per Month/ 0 Hours During Trading 3. 06/20/2024 - Non-Inv Related - Woodland, CA - Other - Publishing a Novelette - Started: 7/4/2024 - 60 Hrs/Mo; 0 Hrs During Trading. 4. 10/25/2024 - Other - Publishing a Novelette - Author: Ginger & Klaus - Not Investment Related - Home Based - Start Date 11/21/2024 - 36 Hours Per Month/ 0 Hours During Trading 5. 03/05/2025 - KORY LABARGA - Investment Related - Other - Publishing a Novelette - Home Based - Start Date:04/21/2025 - 45 Hours Per Month/ 0 Hours During Trading 6. 08/01/2025 - Not Investment Related - Other - Author - Home Based - Start Date:10/17/2025 - 30 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2026 - Present
Office #1: 190 S Orchard Ave Suite B240, Vacaville, CA 95688
VACAVILLE, CA
Past
November 18, 2020 - September 30, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
VACAVILLE, CA
Past
August 21, 2020 - September 30, 2026
LPL FINANCIAL LLC
BD
CRD#: 6413
VACAVILLE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/18/2026)
IAR
Texas(9/18/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
PR
Series 7TO
Passed: 8/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
