AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DH

David K. Hughes

BANKERS LIFE SECURITIES
Hurricane, WV 25526
Some features on this profile are disabled
CRD#: 6717702
DH

Professional summary

David Keith Hughes Jr, who also goes by David Keith Hughes, David Hughes, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Hurricane, West Virginia.

David is registered as a RR (Registered Representative) and started their career in finance in 2018. David has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Keith Hughes | David Hughes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Keith Hughes Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2018 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 132 Brentway, Hurricane, WV 25526
BD
CRD#: 173962
Hurricane, WV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/6/2024)
RR
Kentucky
(12/13/2018)
RR
Ohio
(8/26/2019)
RR
Virginia
(9/2/2020)
RR
West Virginia
(10/24/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 10/5/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/3/2018
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BL
BANKERS LIFE SECURITIES, INC.
BANKERS LIFE | BL SECURITIES, INC. | BANKERS LIFE SECURITIES, INC.

CRD#: 173962 / SEC#: , 8-69562

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
303 E Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Phone number
(844) 553-9083
Established
Indiana since 07/31/2014
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CDOC, INC.PARENT COMPANY
GOLDBERG, SCOTT LOUISBOARD MEMBER5296395
HEILMAN, CHERYL LYNNPRESIDENT/CEO/DIRECTOR2114445
JOSEPHSON, STEVEN MCOO, DIRECTOR2239540
KELLY, BRETT JDIRECTOR, BLS OPERATIONS4818868
LAMSON, MARK LEEDIRECTOR OF SALES PRACTICE1796166
MCDONOUGH, PAUL HBOARD MEMBER7089411
ROBERTS, ALBERTA STEPHENSCHIEF COMPLIANCE OFFICER/ SECRETARY2681068
TUCKER, CLARK BOMARFINOP1977842

Disclosures

Regulatory Event1
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANKERS LIFE SECURITIES, INC.

CRD#: 173962Hurricane, WV 25526

TRUST BUT VERIFY

Monitor David Hughes

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

MG
Melissa GrassAdvisorCheck Check Mark
FREEDOM FINANCIAL ADVISORS, LLC
IAR
South Charleston, WV
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics