Londa S. Barker

ALLIANCE-ONE INVESTMENTS

Tulsa, OK 74116

Some features on this profile are disabled

CRD#: 6716588

Professional summary

Londa Sue Barker, who also goes by Londa Watson, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.

Londa is registered as a RR (Registered Representative) and started their career in finance in 2019. Londa has worked at 1 firm and has passed the SIE and Series 6TO exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Londa Watson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Londa Sue Barker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2019 - Present

ALLIANCE-ONE INVESTMENTS, LLC

Office #1: 4000 N Mingo Rd, Tulsa, OK 74116

CRD#: 286025

Tulsa, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 11/21/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6TO

Date: 10/4/2019

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLIANCE-ONE INVESTMENTS, LLC

CRD#: 286025 / SEC#: , 8-69868

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4000 N Mingo Rd, Tulsa, OK 74116

Mailing Address

4000 N Mingo Rd, Tulsa, OK 74116

Phone number

(918) 281-1820

Established

Delaware since 10/20/2016

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Medium

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANCE-ONE HOLDINGS, LLC	SOLE MEMBER
ARBO, WILLIAM CHARLES	CEO/CHIEF FINANCIAL OFFICER	1773016
TOOMEY, JAY ALAN	CHIEF COMPLIANCE OFFICER	2514959

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Darin Kight

LPL FINANCIAL LLC

IAR

Tulsa, OK

Thomas Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

Tulsa, OK

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Londa S. Barker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Londa Sue Barker's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANCE-ONE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 11/21/2019

Series 6TO

Date: 10/4/2019

FINRA

Current Firm

ALLIANCE-ONE INVESTMENTS, LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

ALLIANCE-ONE INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors