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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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LS

Luisa F. Sorkness

GIRARD PARTNERS LTD.
SOUDERTON, PA 18964
Some features on this profile are disabled
CRD#: 6715297
LS

Professional summary

Luisa Fernanda Sorkness, who also goes by Luisa Fernanda Huertas, Luisa Huertas, is a registered financial advisor currently at GIRARD PARTNERS LTD. located in Souderton, Pennsylvania and GIRARD INVESTMENT SERVICES, LLC located in Souderton, Pennsylvania.

Luisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Luisa has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Luisa Fernanda Huertas | Luisa Huertas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luisa Fernanda Sorkness's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2023 - Present

GIRARD PARTNERS LTD.

Office #1: 41 West Broad Street, Souderton, PA 18964
RIA
CRD#: 39163
SOUDERTON, PA
Current

March 15, 2023 - Present

GIRARD INVESTMENT SERVICES, LLC

Office #1: 41 West Broad Street, Souderton, PA 18964
BD
CRD#: 1834
Souderton, PA
Past

June 28, 2017 - July 25, 2019

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GP
GIRARD PARTNERS LTD.
GIRARD | UNIVEST WEALTH MANAGEMENT | GIRARD, A UNIVEST WEALTH DIVISION | GIRARD PARTNERS LTD. | GIRARD ADVISORY SERVICES, LLC

CRD#: 39163 / SEC#: 801-60354, 8-48588

RIA
Registered Investment Advisory firm - SEC (6/14/2001 Approved)
District of Columbia
Registered Investment Advisory firm - SEC (12/31/2010 Failure to Renew)
BD
Terminated by SEC on 02/14/2011

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(1/14/2025)
RR
Pennsylvania
(6/9/2023)
IAR
Pennsylvania
(6/9/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/8/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/11/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/28/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GIRARD PARTNERS LTD.
GIRARD | UNIVEST WEALTH MANAGEMENT | GIRARD, A UNIVEST WEALTH DIVISION | GIRARD PARTNERS LTD. | GIRARD ADVISORY SERVICES, LLC

CRD#: 39163 / SEC#: 801-60354, 8-48588

RIA
Registered Investment Advisory firm - SEC (6/14/2001 Approved)
District of Columbia
Registered Investment Advisory firm - SEC (12/31/2010 Failure to Renew)
BD
Terminated by SEC on 02/14/2011
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
555 Croton Road Suite 210, King Of Prussia, PA 19406
Mailing Address
Phone number
(610) 337-7640
Established
Pennsylvania since 03/09/1995
Firm type
Corporation
Fiscal year end
December
# of Employees
57

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (1/20/2026)

Direct owners and executive officers

NamePositionCRD#
NORRIS, KEVIN BRIANPRESIDENT, CHIEF COMPLIANCE OFFICER & CHEIF INVESTMENT OFFICER2498441
SEIDEL, RICHARD BASCOMCHAIRMAN1232224
CROSSETT, THOMAS JVICE PRESIDENT SALES & MARKETING3223221

Regulatory assets under management

Total Number of Accounts4,636
AUM (Assets Under Management)$ 2,652,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GIRARD PARTNERS LTD.

CRD#: 39163Souderton, PA 18964

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