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Andrea Naranjo

TRADESTATION SECURITIES
PLANTATION, FL
·CRD# 6714836·9 years experience

Professional Summary

Andrea Naranjo is a registered financial advisor currently at TRADESTATION SECURITIES, INC. located in Plantation, Florida. Andrea is registered as a RR (Registered Representative) and started their career in finance in 2017. Andrea has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

TRADESTATION SECURITIES, INC.·CRD# 39473
BD
8050 Sw 10th Street Suite 2000, Plantation, FL 33324
June 25, 2021 - Present
B. RILEY WEALTH MANAGEMENT·CRD# 2543
RIA
Miami, FL
November 17, 2017 - June 17, 2021
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Miami, FL
July 18, 2017 - June 17, 2021

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Current Firm

TS
TRADESTATION SECURITIES, INC.

ONLINE TRADING INC.COM | TRADESTATION SECURITIES, INC. | TRADESTATION SECURITIES | TRADESTATION | ONLINETRADNG.COM | ONLINETRADINGINC.COM CORP | ONLINETRADING.COM | ONLINETRADEINGINC.COM CORP. | ONLINE TRADING, INC.

CRD#: 39473 / SEC#: 8-48711
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Mailing Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Phone Number

(954) 652-7900

Established

Florida since 09/07/1995

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADESTATION GROUP, INC.OWNER - PARENT CORPORATION—
BOLEK, JOHN MITCHELLCHIEF OPERATIONS OFFICER2363046
KOROTKIY, PETERCHIEF OPERATING OFFICER & PRESIDENT2706102
MORMILE-WOLPER, MYRA CHRISTINEGENERAL COUNSEL AND ASSISTANT SECRETARY6753154
ROJEK, JAMES HCHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL3096214
WALTON, HERBERTCHIEF COMPLIANCE OFFICER4030847

Disclosures

Regulatory Event

29

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/25/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2017About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2023About the Series 24 exam
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FINRA
SRO Registrations
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SRO Registrations
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Nasdaq Stock Market
SRO Registrations
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SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrea Naranjo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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