John J. O'toole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James O'toole, who also goes by Jack O'toole, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2017. John had worked at 8 firms and has passed the Series 66, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2023 - August 8, 2025
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
December 22, 2021 - June 6, 2022
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
March 11, 2021 - December 22, 2021
BROOKFIELD PRIVATE ADVISORS LLC
November 6, 2019 - December 22, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
September 16, 2019 - November 24, 2021
OCM INVESTMENTS, LLC
September 20, 2017 - August 27, 2019
NATIXIS ADVISORS, LLC
September 12, 2017 - August 27, 2019
NATIXIS DISTRIBUTION, LLC
May 3, 2017 - September 14, 2017
GOLDMAN SACHS WEALTH SERVICES, L.P.
January 27, 2017 - September 14, 2017
MERCER ALLIED COMPANY, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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