TD
Toni-ann L. Dorsey
NAVY FEDERAL INVESTMENT SERVICES
Killeen, TX 76541
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CRD#: 6714691
TD
Professional summary
Toni-ann L Dorsey, who also goes by Toni Dorsey, Toni-ann Latoya Dorsey, Toni-ann Latoya Francis, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Killeen, Texas.
Toni-ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Toni-ann has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Toni Dorsey | Toni-Ann Latoya Dorsey | Toni-Ann Latoya Francis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Toni-ann L Dorsey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Toni-ann L Dorsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2023 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 500 West Central Texas Expressway, Killeen, TX 76541RIA
BD
CRD#: 138459
Killeen, TX
Current
October 12, 2023 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 500 West Central Texas Expressway, Killeen, TX 76541RIA
BD
CRD#: 138459
Killeen, TX
Past
December 16, 2022 - October 10, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TACOMA, WA
Past
November 9, 2022 - October 10, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TACOMA, WA
Past
December 23, 2020 - January 25, 2022
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
Tumwater, WA
Past
April 4, 2017 - July 15, 2020
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
DuPont, WA
Past
February 10, 2017 - July 15, 2020
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
DuPont, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/27/2023)
IAR
Alaska(10/27/2023)
RR
California(10/27/2023)
IAR
California(10/27/2023)
RR
District of Columbia(10/16/2025)
RR
Florida(10/27/2023)
IAR
Florida(10/30/2023)
RR
Georgia(10/16/2025)
RR
Hawaii(10/27/2023)
IAR
Hawaii(10/27/2023)
RR
Idaho(10/27/2023)
IAR
Idaho(10/27/2023)
RR
Maryland(10/16/2025)
RR
Montana(10/27/2023)
IAR
Montana(10/30/2023)
RR
New York(10/22/2025)
RR
North Carolina(10/16/2025)
RR
Oregon(10/27/2023)
IAR
Oregon(10/27/2023)
RR
South Carolina(10/22/2025)
RR
Texas(8/8/2025)
IAR
Texas(8/8/2025)
RR
Virginia(10/16/2025)
RR
Washington(10/12/2023)
IAR
Washington(10/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
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Company Information
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD#: 138459Killeen, TX 76541TRUST BUT VERIFY
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