Wesley J. Shifrin

NORTHFORK ADVISORS

Bozeman, MT 59715

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CRD#: 6714556

Professional summary

Wesley James Shifrin, who also goes by Wes Shifrin, is a registered financial advisor currently at NORTHFORK ADVISORS located in Bozeman, Montana and HOMESTAKE VENTURE PARTNERS LLC located in Bozeman, Montana.

Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Wesley has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wes Shifrin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently employed as an investment adviser representative with Northfork Financial LLC (Northfork) and HomeStake Venture Partners LLC (HomeStake). Northfork and HomeStake are both registered investment advisers located in Bozeman, MT (at the same physical location). I began working with Northfork in June 2016 and HomeStake in 2017. In 2022 I became a Partner and Advisor for NorthFork. I devote ~ 156 hours per month (during trading and non-trading hours) to my Northfork duties which include managing our client's investment portfolios and talking with clients about their investments. I devote ~ 4 hours per month (during trading and non-trading hours) to my HomeStake duties which include managing ongoing portfolio investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley James Shifrin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2016 - Present

NORTHFORK ADVISORS

Office #1: 201 S. Wallace Ave. Suite B3f, Bozeman, MT 59715

RIA

CRD#: 159781

Bozeman, MT

Current

January 12, 2018 - Present

HOMESTAKE VENTURE PARTNERS LLC

Office #1: 201 South Wallace Avenue Suite B3f, Bozeman, MT 59715

RIA

CRD#: 288161

Bozeman, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(12/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2016

Uniform Investment Adviser Law Examination

Current Firm

NORTHFORK ADVISORS

NORTHFOLK FINANCIAL LLC | NORTHFORK FINANCIAL LLC | NORTHFORK ADVISORS

CRD#: 159781 / SEC#:

Montana

Registered Investment Advisory firm - (12/2/2011 Approved)

Wyoming

Registered Investment Advisory firm - (11/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

201 South Wallace Avenue Suite B3f, Bozeman, MT 59715

Mailing Address

P.o. Box 965, Bozeman, MT 59771

Phone number

(406) 579-0334

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	487
AUM (Assets Under Management)	$ 92,013,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wesley J. Shifrin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley James Shifrin's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHFORK ADVISORS

HOMESTAKE VENTURE PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2016

Current Firm

NORTHFORK ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHFORK ADVISORS

TRUST BUT VERIFY

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