JH
Jeffrey P. Heard
CETERA INVESTMENT ADVISERS
NATCHITOCHES, LA 71457
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CRD#: 6712662
JH
Professional summary
Jeffrey Patrick Heard is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Natchitoches, Louisiana and CETERA INVESTMENT SERVICES LLC located in Eunice, Louisiana.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jeffrey has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Patrick Heard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 315 Royal Street, Natchitoches, LA 71457Office #2: 2250 W Laurel Avenue, Eunice, LA 70535Office #3: 8360 W. 70th Street, Greenwood, LA 71033Office #4: 329 W Pont Des Mouton Road, Lafayette, LA 70507Office #5: 5672 I-49 N. Service Road, Opelousas, LA 70570Office #6: 233 W. Main Street, Ville Platte, LA 70586Office #7: 1301 Camelia Blvd., Lafayette, LA 70508RIA
CRD#: 105644
NATCHITOCHES, LA
Current
August 10, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2250 W. Laurel Avenue, Eunice, LA 70535Office #2: 8360 W. 70th Street, Greenwood, LA 71033Office #3: 329 W Pont Des Mouton Road, Lafayette, LA 70507Office #4: 315 Royal Street, Natchitoches, LA 71457Office #5: 5672 I-49 N. Service Road, Opelousas, LA 70570Office #6: 3601 Johnston Street, Lafayette, LA 70503Office #7: 233 W. Main Street, Ville Platte, LA 70586Office #8: 1301 Camelia Blvd., Lafayette, LA 70508BD
CRD#: 15340
Eunice, LA
Past
January 21, 2020 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
RIA
CRD#: 40637
OPELOUSAS, LA
Past
January 21, 2020 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
BD
CRD#: 40637
OPELOUSAS, LA
Past
February 20, 2018 - January 16, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LAFAYETTE, LA
Past
February 20, 2018 - January 16, 2020
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
LAFAYETTE, LA
Past
September 29, 2017 - January 25, 2018
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
LAFAYETTE, LA
Past
May 24, 2017 - January 25, 2018
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
LAFAYETTE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/10/2022)
RR
Indiana(8/10/2022)
RR
Kentucky(8/10/2022)
RR
Louisiana(8/10/2022)
IAR
Louisiana(8/10/2022)
RR
Mississippi(8/10/2022)
RR
Texas(8/10/2022)
IAR
Texas(8/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)PREMIUM
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
