Monique V. Romero
Professional summary
Monique Victoria Romero, who also goes by Monique Romero, is a registered financial professional currently at MUNDIAL FINANCIAL GROUP, LLC located in New York, New York and CAPITAL DYNAMICS BROKER DEALER LLC located in New York, New York.
Monique is registered as a RR (Registered Representative) and started their career in finance in 2016. Monique has worked at 36 firms and has passed the Series 99TO, Series 7TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monique Victoria Romero's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2018 - Present
MUNDIAL FINANCIAL GROUP, LLC
Office #1: 477 Madison Ave 6th Floor, New York, NY 10022April 24, 2019 - Present
CAPITAL DYNAMICS BROKER DEALER LLC
Office #1: 444 Madison Avenue, New York, NY 10022February 4, 2020 - Present
METHUSELAH CAPITAL LLC
Office #1: 2037 S 4130 W Suite D & E, Salt Lake City, UT 84104July 17, 2020 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127September 21, 2020 - Present
PHCP, LLC
Office #1: 2340 Collins Avenue Suite 403, Miami Beach, FL 33139November 30, 2021 - Present
HAMILTON LANE SECURITIES LLC
Office #1: 110 Washington Street Suite 1300, Conshohocken, PA 19428December 8, 2021 - Present
WILLIAM HOOD & COMPANY
Office #1: 1330 Avenue Of The Americas 6th Floor, New York, NY 10019May 3, 2024 - Present
CRITICALPOINT PARTNERS LLC
Office #1: 2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245May 15, 2024 - Present
WHITE OAK MERCHANT PARTNERS LLC
Office #1: 3 Embarcadero Center Suite 540, San Francisco, CA 94111May 16, 2024 - Present
LIME TRADING CORP
Office #1: 450 7th Ave 31st Floor, New York, NY 10123December 5, 2024 - Present
CARLETON MCKENNA ADVISORS, LLC
Office #1: 1801 East 9th St. Suite 1425, Cleveland, OH 44114-3199December 13, 2024 - Present
ALTO SECURITIES, LLC
Office #1: 500 11th Avenue N Suite 790, Nashville, TN 37203February 5, 2025 - Present
ARMORY SECURITIES, LLC
Office #1: 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245March 5, 2025 - Present
ARENS SECURITIES
Office #1: 224 Franklin Avenue , Suite B-2, Hewlett, NY 11557March 13, 2025 - Present
OPTIONALITY SECURITIES
Office #1: 200 Barr Harbor Drive Suite 400, West Conshohocken, PA 19428March 20, 2025 - Present
TORNADO
Office #1: 135 Madison Ave 5th Floor, New York, NY 10016April 30, 2025 - Present
CONSELLO FINANCIAL LLC
Office #1: 590 Madison Avenue 26th Floor, New York, NY 10022July 10, 2024 - September 13, 2024
TLS FINANCIAL SERVICES, INC.
January 2, 2023 - February 1, 2025
OPTIONALITY SECURITIES
March 29, 2022 - March 31, 2023
SINGPOLI WEALTH MANAGEMENT LLC
February 22, 2022 - April 29, 2024
NINTH ETERNITY SECURITIES LLC
September 3, 2021 - January 10, 2025
SAFENED US, INC.
April 26, 2021 - September 24, 2021
CORTEX INVESTMENT BANKING, LLC
November 30, 2020 - November 29, 2022
NORFOLK MARKETS, LLC
October 1, 2020 - December 8, 2020
FSIC
September 29, 2020 - August 23, 2022
ALTRUIST FINANCIAL LLC
September 22, 2020 - December 1, 2022
CRB SECURITIES, LLC
September 16, 2020 - July 21, 2023
INVESTIFI SECURITIES LLC
June 6, 2019 - May 3, 2024
HUBBLE INVESTMENTS, LLC
May 31, 2019 - July 22, 2025
DALZELL TRADING, LLC
November 2, 2018 - January 7, 2021
CAPFI PARTNERS LLC
October 31, 2018 - May 7, 2019
NYPPEX, LLC
October 31, 2018 - July 8, 2024
TANGENT CAPITAL PARTNERS, LLC
October 25, 2018 - November 30, 2020
STRATFORD PARTNERS
April 16, 2018 - May 6, 2019
D. BORAL CAPITAL
April 13, 2018 - September 23, 2020
FSIC
April 6, 2018 - August 6, 2018
EASTGATE SECURITIES, LLC
November 3, 2016 - January 4, 2017
ENLACE MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 12/10/2021
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CONSELLO FINANCIAL LLC
CRD#: 326524 / SEC#: , 8-71101
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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