Elias Santos
Professional summary
Elias Santos, who also goes by Eli Santos, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in San Diego, California and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Elias is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Elias has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elias Santos's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
July 21, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111April 11, 2022 - July 5, 2022
UBS FINANCIAL SERVICES INC.
April 11, 2022 - July 5, 2022
UBS FINANCIAL SERVICES INC.
July 3, 2019 - April 7, 2022
J.P. MORGAN SECURITIES LLC
July 3, 2019 - April 7, 2022
J.P. MORGAN SECURITIES LLC
July 12, 2017 - April 25, 2019
FIRST COMMAND ADVISORY SERVICES
May 31, 2017 - April 25, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
December 19, 2016 - June 12, 2017
TD AMERITRADE, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
