Ali Masoud
Professional summary
Ali Masoud is a registered financial professional currently at PCE INVESTMENT BANKERS, INC. located in Ridgewood, New Jersey.
Ali is registered as a RR (Registered Representative) and started their career in finance in 2017. Ali has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ali Masoud's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2024 - Present
PCE INVESTMENT BANKERS, INC.
Office #1: 141 Dayton Street Suite 204, Ridgewood, NJ 07450December 10, 2021 - June 29, 2023
HOULIHAN LOKEY CAPITAL, INC.
April 22, 2021 - June 29, 2023
HOULIHAN LOKEY ADVISORS, LLC
February 14, 2019 - April 12, 2021
AVALON SECURITIES, LTD.
November 2, 2017 - January 15, 2019
WELLINGTON SHIELDS & CO., LLC
May 12, 2017 - October 27, 2017
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2025)
Exams
Series 79TO
Date: 1/8/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PCE INVESTMENT BANKERS, INC.
CRD#: 45352 / SEC#: , 8-51030
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PCE HOLDINGS, INC. | SHAREHOLDER | |
| POOLE, MICHAEL WILLIAM | CCO/PRESIDENT/FINANCIAL & OPERATIONS PRINCIPAL/ | 2794464 |
Red Flags
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