John Adrian Redd Iii
Professional Summary
John Adrian Redd III, who also goes by J Adrian Redd, John A Redd III, John Adrian Redd III, John Redd, Adrian Redd, John Adrian Redd, John Redd Iii, is a registered financial advisor currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa. John is registered as a RR (Registered Representative) and started their career in finance in 2016. John has worked at 7 firms and has passed the Series 63, SIE and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
J Adrian Redd, John A Redd Iii, John Adrian Redd Iii, John Redd, Adrian Redd, John Adrian Redd, John Redd Iii
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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PRINCIPAL SECURITIES, INC.
Contact Information
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PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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PRINCIPAL SECURITIES, INC.
Years of Experience
10 years in the financial services industry
Current & Past Employments
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PRINCIPAL SECURITIES, INC.
Current Firm
ATHENE SECURITIES IOWA, LLC | IL SECURITIES, LLC | IL SECURITIES, INC. | IL SECURITIES LLC | AVIVA SECURITIES, LLC | ATLAS SP SECURITIES | ATHENE SECURITIES, LLC
Contact Information
Main Address
7700 Mills Civic Parkway, West Des Moines, IA 50266Mailing Address
7700 Mills Civic Parkway, West Des Moines, IA 50266Phone Number
(515) 342-4616Established
Indiana since 04/21/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
(12/8/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2016About the Series 6 examSRO Registrations
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PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - BD
Click below to view John Adrian Redd III's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
