BS

Bradley A. Sparks

ALTRUIST FINANCIAL
Culver City, CA 90232
Some features on this profile are disabled
CRD#: 6708322
BS

Professional summary


Bradley Alan Sparks is a registered financial professional currently at ALTRUIST FINANCIAL LLC located in Culver City, California.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 2017. Bradley has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Bradley Alan Sparks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 3, 2025 - Present

ALTRUIST FINANCIAL LLC

Office #1: 5833 Perry, Culver City, CA 90232
BD
CRD#: 299274
Culver City, CA
Past

June 23, 2023 - April 1, 2025

THE PLANNERS INC.

RIA
CRD#: 326556
FORT COLLINS, CO
Past

April 24, 2017 - June 6, 2023

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
FORT COLLINS, CO
Past

March 17, 2017 - June 6, 2023

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
FORT COLLINS, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/15/2026)
RR
Alaska
(1/15/2026)
RR
Arizona
(1/15/2026)
RR
Arkansas
(1/15/2026)
RR
California
(4/3/2025)
RR
Colorado
(4/3/2025)
RR
Connecticut
(1/15/2026)
RR
Delaware
(1/15/2026)
RR
District of Columbia
(1/15/2026)
RR
Florida
(1/15/2026)
RR
Georgia
(1/15/2026)
RR
Hawaii
(1/15/2026)
RR
Idaho
(1/15/2026)
RR
Illinois
(1/15/2026)
RR
Indiana
(1/15/2026)
RR
Iowa
(1/15/2026)
RR
Kansas
(1/15/2026)
RR
Kentucky
(1/15/2026)
RR
Louisiana
(1/15/2026)
RR
Maine
(1/15/2026)
RR
Maryland
(1/15/2026)
RR
Massachusetts
(1/15/2026)
RR
Michigan
(1/15/2026)
RR
Minnesota
(1/15/2026)
RR
Mississippi
(1/15/2026)
RR
Missouri
(1/15/2026)
RR
Montana
(1/15/2026)
RR
Nebraska
(1/15/2026)
RR
Nevada
(1/15/2026)
RR
New Hampshire
(1/15/2026)
RR
New Jersey
(1/15/2026)
RR
New Mexico
(1/15/2026)
RR
New York
(1/15/2026)
RR
North Carolina
(1/15/2026)
RR
North Dakota
(1/15/2026)
RR
Ohio
(1/16/2026)
RR
Oklahoma
(1/15/2026)
RR
Oregon
(1/15/2026)
RR
Pennsylvania
(1/15/2026)
RR
Puerto Rico
(1/15/2026)
RR
Rhode Island
(1/15/2026)
RR
South Carolina
(1/15/2026)
RR
South Dakota
(1/15/2026)
RR
Tennessee
(1/15/2026)
RR
Texas
(4/3/2025)
RR
Utah
(1/15/2026)
RR
Vermont
(1/15/2026)
RR
Virgin Islands
(1/15/2026)
RR
Virginia
(1/15/2026)
RR
Washington
(1/15/2026)
RR
West Virginia
(1/15/2026)
RR
Wisconsin
(1/15/2026)
RR
Wyoming
(1/15/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/27/2017
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ALTRUIST FINANCIAL LLC
ALTRUIST | ALTRUIST FINANCIAL LLC | ALTRUIST CLEARING

CRD#: 299274 / SEC#: , 8-70244

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
300 S. Pearl Expressway Suite 250, Dallas, TX 75201
Mailing Address
300 S. Pearl Expressway Suite 250, Dallas, TX 75201
Phone number
(888) 510-4660
Established
Delaware since 10/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
ALTRUIST CORPMEMBER
BAHADORI, MAZI [NMN]CEO AND CCO5749453
GEARHART, JEFFREY SPRINCIPAL OPERATIONS OFFICER2443490
GIRALDO, ANDRES MAURICIOFINOP7097178
MENNOW, ROBERT ALLISONHEAD OF ADVISOR OPERATIONS3070390
WARNER, WESLEY DEESENIOR DIRECTOR OF ADVISOR OPERATIONS5584384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALTRUIST FINANCIAL LLC

CRD#: 299274Culver City, CA 90232

TRUST BUT VERIFY

Monitor Bradley Sparks

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.