Brandon B. Lay
Professional summary
Brandon Brett Lay is a registered financial professional currently at ASANTE CAPITAL GROUP ADVISORS LLC located in New York, New York.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2016. Brandon has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Brett Lay's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2016 - Present
ASANTE CAPITAL GROUP ADVISORS LLC
Office #1: 10 East 53rd Street Floor 12, New York, NY 10022Office #2: 4695 Macarthur Court 11th Floor, Newport Beach, CA, 92660State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2018)
(12/19/2018)
(12/19/2018)
(10/12/2017)
(12/19/2018)
(10/12/2017)
(12/19/2018)
(10/12/2017)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(10/12/2017)
(12/19/2018)
(1/1/2017)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(10/12/2017)
(12/19/2018)
(12/19/2018)
(12/19/2018)
(12/19/2018)
Exams
FINRA
Current Firm
ASANTE CAPITAL GROUP ADVISORS LLC
CRD#: 155178 / SEC#: , 8-68701
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
