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Haley Lynn Ellis

Haley L. Ellis

ALLEGIANCE FINANCIAL GROUP
WILMINGTON, NC 28403
CRD#: 6707502
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Haley Lynn Ellis
Haley Lynn EllisALLEGIANCE FINANCIAL GROUP

Professional summary

Haley Lynn Ellis, CFP®, who also goes by Haley Lynn Tolitsky, is a registered financial advisor currently at ALLEGIANCE FINANCIAL GROUP located in Wilmington, North Carolina and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Wilmington, North Carolina.

Haley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Haley has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Haley Lynn Tolitsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haley Lynn Ellis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

November 4, 2022 - Present

ALLEGIANCE FINANCIAL GROUP

Office #1: 1721 Allens Lane Suite 103, Wilmington, NC 28403
RIA
CRD#: 313110
WILMINGTON, NC
Current

November 4, 2022 - Present

THE STRATEGIC FINANCIAL ALLIANCE, INC.

Office #1: 1721 Allens Lane Suite 103, Wilmington, NC 28403
RIA
BD
CRD#: 126514
WILMINGTON, NC
Past

October 3, 2022 - October 31, 2022

NEWEDGE ADVISORS

RIA
CRD#: 171351
Boston, MA
Past

October 3, 2022 - October 31, 2022

NEWEDGE SECURITIES, LLC

BD
CRD#: 10674
BOSTON, MA
Past

September 3, 2021 - September 19, 2022

ALLEGIANCE FINANCIAL GROUP

RIA
CRD#: 313110
GOLDSBORO, NC
Past

January 2, 2019 - October 7, 2021

ACORN FINANCIAL ADVISORY SERVICES, INC.

RIA
CRD#: 116763
Wilmington, NC
Past

November 12, 2018 - December 31, 2018

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA
CRD#: 126514
WILMINTON, NC
Past

August 2, 2018 - September 16, 2022

THE STRATEGIC FINANCIAL ALLIANCE, INC.

BD
CRD#: 126514
WILMINTON, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLEGIANCE FINANCIAL GROUP
ALLEGIANCE FINANCIAL GROUP | COOKE CAPITAL | ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC

CRD#: 313110 / SEC#: 801-122267

RIA
Registered Investment Advisory firm - (9/3/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
North Carolina
(11/4/2022)
RR
North Carolina
(11/7/2022)
IAR
Virginia
(5/15/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/9/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLEGIANCE FINANCIAL GROUP
ALLEGIANCE FINANCIAL GROUP | COOKE CAPITAL | ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC

CRD#: 313110 / SEC#: 801-122267

RIA
Registered Investment Advisory firm - (9/3/2021 Approved)
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Contact information

Main Address
374 Maple Avenue East Suite 204, Vienna, VA 22180
Mailing Address
Phone number
(703) 242-7900
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,410
AUM (Assets Under Management)$ 505,014,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEGIANCE FINANCIAL GROUP

CRD#: 313110Wilmington, NC 28403

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