Haley L. Ellis
ALLEGIANCE FINANCIAL GROUP
WILMINGTON, NC 28403
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CRD#: 6707502
Professional summary
Haley Lynn Ellis, CFP®, who also goes by Haley Lynn Tolitsky, is a registered financial advisor currently at ALLEGIANCE FINANCIAL GROUP located in Wilmington, North Carolina and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Wilmington, North Carolina.
Haley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Haley has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Haley Lynn Tolitsky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name: Financial Planning Association NexGen Position: Community Awareness Coordinator Nature: Financial Planning Association� is the leading membership organization and trade association for CERTIFIED FINANCIAL PLANNER[TM] professionals and those engaged in the financial planning process. FPA NexGen is led by a volunteer committee of next generation financial planning professionals. The committee leads the work of the community and develops programs and initiatives that connect and engage members with each other - nationally and locally. Investment Related: No Hours: 2 /Securities Trading Hours: 1 Start Date: 01/01/2024 Address: 1290 Broadway, Suite 1625, Denver CO 80203, United States Description: Helps to promote the FPA NexGen brand and resources in the organization and profession. 2. Name: Dental 401(k) Position: Employee - W2 Nature: PEP for dental offices. Powered by AFGAS. Investment Related: Yes Hours: 1 Securities Trading Hours: 1 Start Date: 05/20/2021 Address: 1721 Allens Lane, Suite 103, Wilmington NC 28403, United States Description: Helps with marketing and management of 401(k) plans. 3. Name: Allegiance Financial Group Advisory Services Position: Employee - W2 Nature: RIA Investment Related: Yes Hours: 160Securities Trading Hours: 160 Start Date: 11/01/2023 Address: 374 Maple Ave E, Suite 204, Vienna VA 22180, United States Description: Financial Planner & Integrator 4. Name: Financial Planning Association NexGen Position: Community Awareness Coordinator Nature: Financial Planning Association� is the leading membership organization and trade association for CERTIFIED FINANCIAL PLANNER[TM] professionals and those engaged in the financial planning process. FPA NexGen is led by a volunteer committee of next generation financial planning professionals. The committee leads the work of the community and develops programs and initiatives that connect and engage members with each other - nationally and locally. Investment Related: No Hours devoted during trading hours: 0 Start Date: 01/01/2024 Address: 1290 Broadway Suite 1 Denver CO 80210, United states Description: Helps to promote the FPA NexGen brand and resources in the organization and profession
CRS (Client Relationship Summary) - RIA
Click below to view Haley Lynn Ellis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
November 4, 2022 - Present
ALLEGIANCE FINANCIAL GROUP
Office #1: 1721 Allens Lane Suite 103, Wilmington, NC 28403RIA
CRD#: 313110
WILMINGTON, NC
Current
November 4, 2022 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 1721 Allens Lane Suite 103, Wilmington, NC 28403RIA
BD
CRD#: 126514
WILMINGTON, NC
Past
October 3, 2022 - October 31, 2022
NEWEDGE ADVISORS
RIA
CRD#: 171351
Boston, MA
Past
October 3, 2022 - October 31, 2022
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
BOSTON, MA
Past
September 3, 2021 - September 19, 2022
ALLEGIANCE FINANCIAL GROUP
RIA
CRD#: 313110
GOLDSBORO, NC
Past
January 2, 2019 - October 7, 2021
ACORN FINANCIAL ADVISORY SERVICES, INC.
RIA
CRD#: 116763
Wilmington, NC
Past
November 12, 2018 - December 31, 2018
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
WILMINTON, NC
Past
August 2, 2018 - September 16, 2022
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
WILMINTON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLEGIANCE FINANCIAL GROUP
ALLEGIANCE FINANCIAL GROUP | COOKE CAPITAL | ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC
CRD#: 313110 / SEC#: 801-122267
RIA
Registered Investment Advisory firm - (9/3/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(11/4/2022)
RR
North Carolina(11/7/2022)
IAR
Virginia(5/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLEGIANCE FINANCIAL GROUP
ALLEGIANCE FINANCIAL GROUP | COOKE CAPITAL | ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLC
CRD#: 313110 / SEC#: 801-122267
RIA
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Contact information
Main Address
374 Maple Avenue East Suite 204, Vienna, VA 22180
Mailing Address
Phone number
(703) 242-7900
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,410 |
| AUM (Assets Under Management) | $ 505,014,157 |
Red Flags
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