KL
Kimberly J. Lampropoulos
NORTHWEST FINANCIAL ADVISORS LLC
Herndon, VA 20170
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CRD#: 6706044
KL
Professional summary
Kimberly Joan Lampropoulos, CFP®, who also goes by Kimberly Joan Heffernan, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Rockville, Maryland.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kimberly has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Joan Heffernan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/5/2019 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2019 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Northwest Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 04/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
2. 7/19/2019 - NW Insurance Agency LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Insurance Agent - Start Date: 04/01/2019 - 15 Hours Per Month During Securities Trading.
3. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business).
4. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 8/22/2018 - Compensation paid through this entity in internal records.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Joan Lampropoulos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 18, 2019 - Present
NORTHWEST FINANCIAL ADVISORS LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170RIA
CRD#: 166769
Herndon, VA
Current
July 18, 2017 - Present
LPL FINANCIAL LLC
Office #1: 1807 A Rockville Pike, Rockville, MD 20852Office #2: 1008 North Glebe Road, Arlington, VA 22201Office #3: 1312-b Chain Bridge Rd., Mclean, VA 22101Office #4: 200 Spring Street, Ste 120, Herndon, VA 20170RIA
BD
CRD#: 6413
Rockville, MD
Current
August 22, 2018 - Present
NORTHWEST FINANCIAL GROUP LLC
Office #1: 1807 A Rockville Pike, Rockville, MD 20852Office #2: 1008 North Glebe Road, Arlington, VA 22201Office #3: 20400 Exchange Street, Ashburn, VA 20147Office #4: 200 Spring Street Suite 120, Herndon, VA 20170Office #5: 1312-b Chain Bridge Road, Mclean, VA 22101Office #6: 525 Trimble Plaza, Leesburg, VA 20175Office #7: 14419 Chantilly Crossing Lane, Chantilly, VA 20151Office #8: 101 W. Washington Street, Middleburg, VA 20117BD
CRD#: 145064
Rockville, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
Registered Investment Advisory firm - (6/3/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/8/2022)
RR
Alaska(5/3/2023)
RR
Arizona(8/25/2020)
RR
Arkansas(11/8/2022)
RR
California(7/30/2018)
RR
Colorado(9/27/2022)
RR
Connecticut(3/18/2022)
RR
Delaware(8/25/2020)
RR
District of Columbia(7/30/2018)
RR
Florida(7/30/2018)
RR
Georgia(7/30/2018)
RR
Hawaii(9/21/2023)
RR
Illinois(1/22/2021)
RR
Indiana(7/30/2018)
RR
Kansas(5/18/2023)
RR
Kentucky(2/13/2023)
RR
Maryland(7/30/2018)
IAR
Maryland(3/10/2020)
RR
Massachusetts(11/8/2022)
RR
Mississippi(7/30/2018)
RR
Missouri(5/5/2020)
RR
Montana(7/30/2018)
RR
New Hampshire(5/18/2023)
RR
New Jersey(7/30/2018)
RR
New York(8/3/2018)
RR
North Carolina(7/31/2018)
RR
Ohio(8/6/2018)
RR
Oregon(11/8/2022)
RR
Pennsylvania(7/30/2018)
RR
South Carolina(1/25/2022)
RR
Texas(7/30/2018)
RR
Vermont(8/25/2020)
RR
Virginia(3/26/2018)
IAR
Virginia(4/18/2019)
RR
Washington(11/8/2022)
RR
West Virginia(3/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
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Contact information
Main Address
200 Spring Street Suite 120, Herndon, VA 20170
Mailing Address
Phone number
(703) 810-1072
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,896 |
| AUM (Assets Under Management) | $ 1,924,736,060 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
