Yasmeen S. Frazier
THRIVENT INVESTMENT MANAGEMENT | Benefits & Planning Consultant, Executive Services
Plano, TX
Some features on this profile are disabled
CRD#: 6704884
Professional summary
Yasmeen S Frazier, who also goes by Yasmeen Sh'vai Frazier, Yasmeen Shvai Frazier, Yasmeen S. Frazier, Yasmeen Shavay Frazier, Yasmeen Frazier, Yazmyen Shvai Frazier, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Plano, Texas.
Yasmeen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Yasmeen has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
The pulse of my practice is rooted in educating the minds of my clients to live out their boldest financial dreams. My clientele is my upmost concern and curating a wholistic financial plan that resonates with their present and future goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Yasmeen Sh'vai Frazier | Yasmeen Shvai Frazier | Yasmeen S. Frazier | Yasmeen Shavay Frazier | Yasmeen Frazier | Yazmyen Shvai Frazier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-107470|OrgNmn:GD News GD Fashion |Org Addr:Plano ,Texas,US|OBA Nature:Creative Agency offereing phot|Invst Rel:N|Title:Sole Proprietor|Duties:I'm the sole proprietor of the business. I serve as the photographer, stylist, and content creator|StrtDt:03-11-24|TotHrs/mon:20|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Yasmeen S Frazier's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Yasmeen S Frazier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of North Texas
Bachelor of Science (BS) - Integrative Studies: Communication, Business, & Hospitality Management
2015
Experience
Current
September 19, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Plano, TX
Current
September 19, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
March 31, 2025 - April 4, 2025
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Past
November 22, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PLANO, TX
Past
November 8, 2021 - April 4, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
August 21, 2020 - October 27, 2021
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
WESTLAKE, TX
Past
March 3, 2020 - August 13, 2020
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Plano, TX
Past
March 3, 2020 - August 13, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Plano, TX
Past
December 13, 2018 - January 22, 2020
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Westlake, TX
Past
December 13, 2018 - January 22, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Westlake, TX
Past
November 7, 2016 - April 18, 2018
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/29/2025)
RR
Alaska(10/29/2025)
RR
Arizona(10/29/2025)
RR
Arkansas(10/29/2025)
RR
California(10/29/2025)
RR
Colorado(10/29/2025)
RR
Connecticut(10/29/2025)
RR
Delaware(10/29/2025)
RR
District of Columbia(10/29/2025)
IAR
District of Columbia(10/31/2025)
RR
Florida(10/29/2025)
RR
Georgia(10/29/2025)
RR
Hawaii(10/29/2025)
RR
Idaho(10/29/2025)
RR
Illinois(10/29/2025)
RR
Indiana(10/29/2025)
RR
Iowa(10/29/2025)
RR
Kansas(10/29/2025)
RR
Kentucky(10/29/2025)
RR
Louisiana(10/29/2025)
RR
Maine(10/29/2025)
RR
Maryland(10/29/2025)
RR
Massachusetts(10/29/2025)
RR
Michigan(10/29/2025)
RR
Minnesota(10/29/2025)
RR
Mississippi(10/29/2025)
RR
Missouri(10/29/2025)
RR
Montana(10/29/2025)
RR
Nebraska(10/29/2025)
RR
Nevada(10/29/2025)
RR
New Hampshire(10/29/2025)
RR
New Jersey(10/29/2025)
RR
New Mexico(10/29/2025)
RR
New York(10/29/2025)
RR
North Carolina(10/29/2025)
RR
North Dakota(10/29/2025)
RR
Ohio(10/29/2025)
RR
Oklahoma(10/29/2025)
IAR
Oklahoma(10/29/2025)
RR
Oregon(10/29/2025)
RR
Pennsylvania(10/29/2025)
RR
Rhode Island(10/29/2025)
RR
South Carolina(10/29/2025)
RR
South Dakota(10/29/2025)
RR
Tennessee(10/29/2025)
RR
Texas(9/19/2025)
IAR
Texas(9/19/2025)
RR
Utah(10/29/2025)
RR
Vermont(10/29/2025)
RR
Virginia(10/29/2025)
RR
Washington(10/29/2025)
RR
West Virginia(10/29/2025)
RR
Wisconsin(10/29/2025)
RR
Wyoming(10/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
Benefits & Planning Consultant, Executive ServicesCRD#: 18387Plano, TXTRUST BUT VERIFY
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