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MP

Miguel A. Palacios

FROST INVESTMENT SERVICES
HOUSTON, TX 77064
Some features on this profile are disabled
CRD#: 6704266
MP

Professional summary

Miguel Angel Palacios JR, who also goes by Miguel Angel Palacios, Miguel Palacios Jr, Miguel Palacios, Angel Miguel Palacios, Miguel A Palacios Jr, Miguel A Palacios, Miguel Angel Palacios Jr, Miguel Angel Palacios Jr., is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Houston, Texas and FROST BROKERAGE SERVICES, INC. located in Houston, Texas.

Miguel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Miguel has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Miguel Angel Palacios | Miguel Palacios Jr | Miguel Palacios | Angel Miguel Palacios | Miguel A Palacios Jr | Miguel A Palacios | Miguel Angel Palacios Jr | Miguel Angel Palacios Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miguel Angel Palacios JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2024 - Present

FROST INVESTMENT SERVICES

Office #1: 8915 N Sam Houston Pkwy W, Houston, TX 77064
RIA
CRD#: 286129
HOUSTON, TX
Current

June 25, 2024 - Present

FROST BROKERAGE SERVICES, INC.

Office #1: 8915 N Sam Houston Pkwy W, Houston, TX 77064
BD
CRD#: 17465
HOUSTON, TX
Past

August 3, 2022 - June 24, 2024

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
HOUSTON, TX
Past

August 3, 2022 - June 24, 2024

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
HOUSTON, TX
Past

October 11, 2021 - July 27, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
KATY, TX
Past

October 11, 2021 - July 27, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
KATY, TX
Past

November 22, 2019 - September 11, 2021

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
HOUSTON, TX
Past

November 22, 2019 - September 11, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HOUSTON, TX
Past

September 17, 2018 - January 11, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
HOUSTON, TX
Past

July 6, 2018 - January 11, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HOUSTON, TX
Past

September 30, 2016 - June 12, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
RICHMOND, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Arizona
(1/13/2025)
RR
Texas
(6/25/2024)
IAR
Texas
(6/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/14/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/13/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/24/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/30/2016
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
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Contact information

Main Address
111 West Houston Street, San Antonio, TX 78205
Mailing Address
Po Box 2538, San Antonio, TX 78299
Phone number
(210) 220-5000
Established
Firm type
Fiscal year end
# of Employees
177

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIS FORM ADV PART 2A 2025 (12/10/2025)

Regulatory assets under management

Total Number of Accounts3,179
AUM (Assets Under Management)$ 2,976,654,932

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/12/2025
Cover Page
Report
10/10/2024
Cover Page
Report
11/27/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FROST INVESTMENT SERVICES

CRD#: 286129Houston, TX 77064

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