Kyle D. Waterbury

UNIQUE WEALTH

TAMPA, FL 33609

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CRD#: 6703375

Professional summary

Kyle D Waterbury, who also goes by Kyle D Waterbury I, is a registered financial advisor currently at UNIQUE WEALTH, LLC located in Tampa, Florida.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Kyle has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kyle D Waterbury I

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle D Waterbury's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2022 - Present

UNIQUE WEALTH, LLC

Office #1: 4830 W Kennedy Blvd Ste 100, Tampa, FL 33609

RIA

CRD#: 312462

TAMPA, FL

Past

January 22, 2020 - March 11, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Tampa, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNIQUE WEALTH, LLC

ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC

CRD#: 312462 / SEC#: 801-120294

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/11/2022)

IAR

Texas
(5/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/28/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/12/2019

Securities Industry Essentials Examination

Current Firm

UNIQUE WEALTH, LLC

ALENZIA WEALTH | UNIQUE WEALTH, LLC | ALENZIA WEALTH MANAGEMENT, LLC

CRD#: 312462 / SEC#: 801-120294

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

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Contact information

Main Address

4830 W Kennedy Blvd Ste 100, Tampa, FL 33609

Mailing Address

Phone number

(813) 816-2030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNIQUE ADV 2A (6/6/2025)

Regulatory assets under management

Total Number of Accounts	2,470
AUM (Assets Under Management)	$ 766,513,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kyle D. Waterbury

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle D Waterbury's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNIQUE WEALTH, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

UNIQUE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2021

Series 7TO

Date: 3/28/2024

SIE

Date: 12/12/2019

Current Firm

UNIQUE WEALTH, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNIQUE WEALTH, LLC

TRUST BUT VERIFY

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