Jesse D. Mandell

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

BOSTON, MA 02210

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CRD#: 6702641

Professional summary

Jesse Daniel Mandell, who also goes by Jesse Daniel Mandell, is a registered financial advisor currently at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC located in Boston, Massachusetts and FIDELITY DISTRIBUTORS COMPANY LLC located in Boston, Massachusetts.

Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jesse has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jesse Daniel Mandell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Daniel Mandell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2024 - Present

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Office #1: 245 Summer Street, Boston, MA 02210

RIA

CRD#: 301896

BOSTON, MA

Current

July 16, 2024 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 17507

Boston, MA

Past

April 8, 2022 - June 24, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

January 22, 2019 - January 3, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

January 17, 2017 - January 3, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Massachusetts
(8/2/2024)

Massachusetts
(8/17/2024)

Texas
(8/17/2024)

IAR

Texas
(1/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/16/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/18/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

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Contact information

Main Address

245 Summer Street, Boston, MA 02210

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

194

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY INSTITUTIONAL CUSTOM SMAS (6/23/2025)

FIDELITY MANAGED ACCOUNT XCHANGE ESSENTIALS (3/31/2025)

FIDELITY MANAGED ACCOUNT XCHANGE (3/31/2025)

FIDELITY MODEL PORTFOLIO SOLUTIONS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	829
AUM (Assets Under Management)	$ 6,468,261,663

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/22/2024	Cover Page	Report
10/23/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jesse D. Mandell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Daniel Mandell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/2024

Series 66

Date: 1/18/2019

SIE

Date: 10/1/2018

Series 7

Date: 1/17/2017

Series 24

Date: 3/5/2025

FINRA

Current Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

TRUST BUT VERIFY

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