Dalton N. Boatright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dalton Neal Boatright, CFA was a registered financial professional .
Dalton is a previously registered financial professional and started their career in finance in 2017. Dalton had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2019 - February 12, 2020
PARAGON WEALTH STRATEGIES, LLC.
May 1, 2018 - May 6, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 1, 2018 - May 6, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 19, 2017 - May 4, 2018
PARK AVENUE SECURITIES LLC
March 2, 2017 - May 4, 2018
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON WEALTH STRATEGIES, LLC.
CRD#: 146543 / SEC#: 801-79640
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,501 |
| AUM (Assets Under Management) | $ 456,298,012 |
Red Flags
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