Tyler D. Faruzzi

ADP BROKER-DEALER

Florham Park, NJ 07932

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CRD#: 6700379

Professional summary

Tyler D. Faruzzi, who also goes by Tyler Faruzzi, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 2016. Tyler has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tyler Faruzzi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler D. Faruzzi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2016 - Present

ADP BROKER-DEALER, INC.

Office #1: 71 Hanover Road, Florham Park, NJ 07932

CRD#: 37693

Florham Park, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/2/2019)

California
(10/20/2016)

Colorado
(12/18/2019)

Delaware
(10/1/2019)

District of Columbia
(5/2/2019)

Florida
(5/2/2018)

Georgia
(1/26/2018)

Hawaii
(3/8/2021)

Idaho
(9/19/2018)

Illinois
(8/22/2022)

Kentucky
(8/29/2025)

Maine
(11/14/2017)

Maryland
(5/2/2019)

Massachusetts
(1/22/2020)

Michigan
(1/6/2021)

Minnesota
(11/11/2022)

Montana
(8/2/2018)

Nevada
(1/26/2018)

New Jersey
(1/12/2022)

New York
(10/5/2018)

North Carolina
(6/27/2019)

Oregon
(1/26/2018)

South Carolina
(7/23/2020)

Texas
(4/11/2018)

Utah
(6/3/2022)

Virginia
(5/2/2019)

Washington
(12/5/2018)

Wyoming
(9/18/2017)

Exams

State Security Law Exam

Series 63

Date: 10/20/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/1/2016

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: , 8-47885

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

One Adp Boulevard, Roseland, NJ 07068-1786

Mailing Address

71 Hanover Road Ms - 580, Florham Park, NJ 07932

Phone number

(973) 712-2316

Established

New Jersey since 07/12/1994

Firm type

Corporation

Fiscal year end

June

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ADP ATLANTIC, LLC	SHAREHOLDER
BARRENECHEA, PATRICIA MARGOT	FINOP	1715189
BLAKE, JAMES PATRICK	PRESIDENT, DIRECTOR	3078844
BOYLE, JAMES RICHARD	AML OFFICER	3137180
DOSPASSOS-KRIEG, KRISTIN ANNE	DIRECTOR	3079254
HANLEY, JUANITA DAVIDA	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT	5217439
HODGES, JEFFRY AARON	DIRECTOR	5865575
HUREAU, MICHAEL RAY	DIRECTOR	5990787
MCCUE, TERRANCE	RISK MANAGEMENT OFFICER	7259942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler D. Faruzzi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler D. Faruzzi's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADP BROKER-DEALER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/2016

SIE

Date: 10/1/2018

Series 6

Date: 10/1/2016

FINRA

Current Firm

ADP BROKER-DEALER, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ADP BROKER-DEALER, INC.

TRUST BUT VERIFY

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