Spencer Anson
Professional summary
Spencer Anson is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in New York, New York.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2016. Spencer has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, Series 86, Series 87, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer Anson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2022 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 30 Hudson Yards 16th Floor, New York, NY 10001September 27, 2016 - August 9, 2018
DEVELOPMENT CORPORATION FOR ISRAEL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/13/2024
General Securities Representative ExaminationSeries 62
Date: 9/27/2016
Corporate Securities Limited Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
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