JS
Jennifer C. Simmons
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP
Kansas City, MO
Some features on this profile are disabled
CRD#: 6700003
JS
Professional summary
Jennifer Christine Simmons, who also goes by Jennifer Pegues, Jennifer C Pegues, Jennifer Christine Pegues, is a registered financial advisor currently at AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. located in Kansas City, Missouri and AMERICAN CENTURY INVESTMENT SERVICES INC. located in St. Petersburg, Florida.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jennifer has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Pegues | Jennifer C Pegues | Jennifer Christine Pegues
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Madison Senior Living; not investment related; 14001 Madison Avenue Kansas City, MO 64145; senior care facility; Receptionist; 09/2020; 4-8 hours per month; 0 during trading hours; answer phones and allow access to the buildings. Cherry Co; Not investment-related; 1712 Main, Suite 232, Kansas City, MO 64108; Sportswear Company; Brand Ambassador; Employee; 02/02/2023; 4 hours per month; 0 hours during trading hours; Promote the clothes by tagging the company.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Christine Simmons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2022 - Present
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
RIA
CRD#: 290043
Kansas City, MO
Current
September 12, 2018 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
ST. PETERSBURG, FL
Past
October 3, 2017 - August 20, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
RIA
Registered Investment Advisory firm - (10/30/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/12/2018)
RR
Alaska(9/12/2018)
RR
Arizona(9/12/2018)
RR
Arkansas(9/12/2018)
RR
California(9/12/2018)
RR
Colorado(9/12/2018)
RR
Connecticut(9/12/2018)
RR
Delaware(9/12/2018)
RR
District of Columbia(9/12/2018)
RR
Florida(9/12/2018)
RR
Georgia(9/12/2018)
RR
Hawaii(9/12/2018)
RR
Idaho(9/12/2018)
RR
Illinois(9/12/2018)
RR
Indiana(9/12/2018)
RR
Iowa(9/12/2018)
RR
Kansas(9/12/2018)
IAR
Kansas(2/27/2024)
RR
Kentucky(9/12/2018)
RR
Louisiana(9/12/2018)
RR
Maine(9/12/2018)
RR
Maryland(9/12/2018)
RR
Massachusetts(9/12/2018)
RR
Michigan(9/12/2018)
RR
Minnesota(9/12/2018)
RR
Mississippi(9/12/2018)
RR
Missouri(9/12/2018)
IAR
Missouri(7/1/2022)
RR
Montana(9/12/2018)
RR
Nebraska(9/12/2018)
RR
Nevada(9/12/2018)
RR
New Hampshire(9/12/2018)
RR
New Jersey(9/12/2018)
RR
New Mexico(9/12/2018)
RR
New York(9/12/2018)
RR
North Carolina(9/12/2018)
RR
North Dakota(9/12/2018)
RR
Ohio(9/12/2018)
RR
Oklahoma(9/12/2018)
RR
Oregon(9/12/2018)
RR
Pennsylvania(9/12/2018)
RR
Rhode Island(9/12/2018)
RR
South Carolina(9/12/2018)
RR
South Dakota(9/12/2018)
RR
Tennessee(9/12/2018)
RR
Texas(9/12/2018)
IAR
Texas(7/1/2022)
RR
Utah(9/12/2018)
RR
Vermont(9/12/2018)
RR
Virginia(9/12/2018)
RR
Washington(9/12/2018)
RR
West Virginia(9/12/2018)
RR
Wisconsin(9/12/2018)
RR
Wyoming(9/12/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/19/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
CRD#: 290043 / SEC#: 801-111963
RIA
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Contact information
Main Address
4400 Main Street, Kansas City, MO 64111-7709
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(816) 531-5575
Established
Firm type
Fiscal year end
# of Employees
94
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,044 |
| AUM (Assets Under Management) | $ 1,987,005,678 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
