William J. Martin
Professional summary
William James Martin, who also goes by Billy Martin, is a registered financial professional currently at OPTIVER EXECUTION SERVICES LLC located in Chicago, Illinois.
William is registered as a RR (Registered Representative) and started their career in finance in 2016. William has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William James Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2023 - Present
OPTIVER EXECUTION SERVICES LLC
Office #1: 130 E Randolph Street, Suite 1400, Chicago, IL 60601Office #2: 360 Park Avenue South Suite 1200, New York, NY 10010Office #3: 130 E Randolph Street Suite 800, Chicago, IL 60601November 10, 2016 - July 7, 2020
AKUNA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2025)
(5/1/2023)
(5/1/2023)
(5/1/2023)
(5/1/2023)
(7/28/2025)
(3/19/2025)
(5/1/2023)
(5/1/2023)
(5/1/2023)
(5/1/2023)
(6/28/2023)
(5/1/2023)
(5/1/2023)
(6/28/2023)
Exams
Series 57TO
Date: 3/29/2024
Securities Trader ExamSeries 7TO
Date: 1/26/2023
General Securities Representative ExaminationFINRA
Current Firm
OPTIVER EXECUTION SERVICES LLC
CRD#: 316308 / SEC#: , 8-70932
Contact information
FINRA licenses (15 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
