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Darius Major

MORGAN STANLEY & CO.
Baltimore, MD
·CRD# 6698786·3 years experience

Professional Summary

Darius Major is a registered financial advisor currently at MORGAN STANLEY & CO. LLC located in Baltimore, Maryland and PRIME DEALER SERVICES CORP. located in New York, New York. Darius is registered as a RR (Registered Representative) and started their career in finance in 2023. Darius has worked at 2 firms and has passed the Series 99TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

MORGAN STANLEY & CO. LLC·CRD# 8209
BD
1300 Thames Street Thames Street Warf, Baltimore, MD 21231
June 22, 2023 - Present
PRIME DEALER SERVICES CORP.·CRD# 36142
BD
1585 Broadway, New York, NY 10036
September 22, 2023 - Present

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Current Firm

PD
PRIME DEALER SERVICES CORP.

MS DEALER SERVICES CORP. | PRIME DEALER SERVICES CORP.

CRD#: 36142 / SEC#: 8-47025
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1585 Broadway, New York, NY 10036

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone Number

(212) 762-4000

Established

Delaware since 01/26/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MORGAN STANLEY & CO. LLCSHAREHOLDER—
CROWE, JOHN WILLIAMCHIEF FINANCIAL OFFICER5475007
GRECO, ANTHONYDIRECTOR, PRESIDENT, AND CHIEF EXECUTIVE OFFICER4853800
MORANO, DAVIDPRINCIPAL OPERATIONS OFFICER2189287
MOSKOWITZ, DOUGLAS IRWINCHIEF COMPLIANCE OFFICER2396405
RUBIN, GERALDDIRECTOR2950891
VINAS, SULLY VDIRECTOR5304705

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jun 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Darius Major's CRS (Customer Relationship Summary).

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