Woodworth B. Winmill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Woodworth Borst Winmill, who also goes by Woodworth Bell Winmill, was a registered financial professional .
Woodworth is a previously registered financial professional and started their career in finance in 2016. Woodworth had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2016 - October 3, 2023
MIDAS SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDAS SECURITIES GROUP, INC.
CRD#: 14009 / SEC#: , 8-29751
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WINMILL & CO. INCORPORATED | PARENT COMPANY | |
| KAMERMAN, RUSSELL LOUIS | SECRETARY, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | 6432984 |
| KLIMOSKI, DONALD II | ASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT CHIEF COMPLIANCE OFFICER | 6854924 |
| OMALLEY, THOMAS | DIRECTOR, CFO, CAO, TREASURER, CONTROLLER | 1144851 |
| WINMILL, MARK CAMPBELL | PRINCIPAL | 1181703 |
| WINMILL, THOMAS BASSETT | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF LEGAL OFFICER | 1849082 |
Red Flags
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