Robert W. Pryor
CAPITAL ANALYSTS
Amherst, MA 01002
Some features on this profile are disabled
CRD#: 6698092
Professional summary
Robert W. Pryor JR., CFP®, who also goes by Robert W. Pryor, Robert Williamson Pryor, Robb Pryor, is a registered financial advisor currently at CAPITAL ANALYSTS located in Amherst, Massachusetts and LINCOLN INVESTMENT located in Amherst, Massachusetts.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert W. Pryor | Robert Williamson Pryor | Robb Pryor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE NATHAN AGENCIES POSITION: 1099 Contractor NATURE: Life, Health, Disability, and LTC Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2020 ADDRESS: 20 Gatehouse Road, Amherst MA 01002, United States DESCRIPTION: Design suitability assessment, sales PRIORITY TAX PLANNING POSITION: Owner NATURE: Tax preparation, planning and representation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2011 ADDRESS: 273 Warren Wright Rd., Belchertown MA 01007, United States DESCRIPTION: Plan, prep, and represent clients' taxes THE PROFESSIONAL BUILDING POSITION: joint owner NATURE: Real Estate - Office space rental to professionals INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 1003 Division St,, Precsott AZ 86301, United States DESCRIPTION: Review reports provided by the Property Management company. Approve leasing contracts. Make decisions for capital expenditures. It is being managed by property manager.
CRS (Client Relationship Summary) - RIA
Click below to view Robert W. Pryor JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 4, 2021 - Present
CAPITAL ANALYSTS
Office #1: 20 Gatehouse Road, Amherst, MA 01002RIA
CRD#: 162200
Amherst, MA
Current
December 7, 2020 - Present
LINCOLN INVESTMENT
Office #1: 20 Gatehouse Road, Amherst, MA 01002RIA
BD
CRD#: 519
Amherst, MA
Past
August 7, 2017 - December 8, 2020
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
LIVERMORE, CA
Past
August 4, 2017 - December 8, 2020
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
LIVERMORE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/7/2020)
RR
Massachusetts(1/4/2021)
IAR
Massachusetts(1/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
