Ronald D. Ray

INNOVATIVE WEALTH MANAGEMENT

New Braunfels, TX

Some features on this profile are disabled

CRD#: 6697600

Professional summary

Ronald Dale Ray, who also goes by Ron Ray, Ronny Ray, is a registered financial advisor currently at INNOVATIVE WEALTH MANAGEMENT located in New Braunfels, Texas.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ronald has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Ray | Ronny Ray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Turning 65 Solutions Tax and Insurance LLC; investment related, 219 E San Antonio St Suite N, New Braunfels, TX 78130, Insurance Sales; owner' started approx 08/2009; approx 60 hours per week 40 hours during security hours; independently sell health insurance life insurance and annuities. (2) Homestead Family Wealth, investment related, 219 E San Antonio St Suite N, New Braunfels, TX 78130, Investment Advisory, Owner, 03/2019, 160 hrs/ month all during trading hours; DBA for IA business (3) American Retirement Institute, investment related, 3550 George Busbee Pkwy NW, Kennesaw, GA 30144, Financial Education, Financial Instructor, 10 hrs/ month (5 trade hours). Teaching educational courses. (4) Homestead Family Health; Non investment related; 1619 E Common St, Ste. 701, New Braunfels, TX 78130; Home health care provider; Owner; Started 03/2021; 48 hours/month devoted; 48 hours/month devoted during securities trading hours; Supervisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Dale Ray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2021 - Present

INNOVATIVE WEALTH MANAGEMENT

RIA

CRD#: 308965

New Braunfels, TX

Past

August 17, 2016 - August 30, 2021

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

San Antonio, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2016

Uniform Investment Adviser Law Examination

Current Firm

INNOVATIVE WEALTH MANAGEMENT

IFG WEALTH, LLC | IWM ADVISORY, LLC | INNOVATIVE WEALTH MANAGEMENT

CRD#: 308965 / SEC#:

Connecticut

Registered Investment Advisory firm - (5/13/2020 Approved)

New York

Registered Investment Advisory firm - (5/19/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/9/2023 Approved)

Texas

Registered Investment Advisory firm - (6/21/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Trumbull, CT

Mailing Address

Phone number

2036931172 EXT 700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 9,102,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ronald D. Ray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Dale Ray's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE WEALTH MANAGEMENT

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2016

Current Firm

INNOVATIVE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors