William Ralph Cornelius
Professional Summary
William Ralph Cornelius is a registered financial advisor currently at CRUTCHFIELD SECURITIES, L.L.C. located in Houston, Texas. William is registered as a RR (Registered Representative) and started their career in finance in 2016. William has worked at 1 firm and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
CRUTCHFIELD SECURITIES, L.L.C.
Contact Information
Main Address
5599 San Felipe Street Suite 555, Houston, TX 77056Mailing Address
5599 San Felipe Street Suite 555, Houston, TX 77056Phone Number
(713) 502-6120Established
Texas since 06/14/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST CENTURION HOLDINGS, LLC | SOLE MEMBER | — |
| CORNELIUS, WILLIAM RALPH | CEO, EXECUTIVE REP, DESIGNATED PRINCPAL, CCO, AML PRINCIPAL | 6697363 |
| DOLLISON, JOHN BREESE | REGISTERED PRINCIPAL | 5231729 |
| POWELL, THOMAS FRANKLIN | FINOP | 6453195 |
| WILSON, RICHARD GREAR JR | REGISTERED PRINCIPAL | 2949518 |
| WILSON, RICHARD GREAR JR | ALTERNATE FINOP | 2949518 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/15/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Apr 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Ralph Cornelius's CRS (Customer Relationship Summary).
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