JR
Joseph R. Roberto
STRATEGIC ADVISERS LLC
GILROY, CA
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CRD#: 6697313
JR
Professional summary
Joseph Rocky Roberto, who also goes by Joseph Roberto, J. Rocky Roberto, Joseph R Roberto, Joseph Rocky Roberto, Rocky Roberto, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Gilroy, California and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Joseph has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Roberto | J. Rocky Roberto | Joseph R Roberto | Joseph Rocky Roberto | Rocky Roberto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Rocky Roberto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
GILROY, CA
Current
February 28, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
March 28, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GILROY, CA
Past
April 1, 2021 - January 14, 2022
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Carmel, CA
Past
March 31, 2021 - January 14, 2022
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Carmel, CA
Past
May 6, 2020 - March 25, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GILROY, CA
Past
May 6, 2020 - March 25, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GILROY, CA
Past
January 13, 2020 - March 3, 2020
EDWARD JONES
RIA
CRD#: 250
Gilroy, CA
Past
November 19, 2019 - March 3, 2020
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
September 20, 2016 - November 20, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MORGAN HILL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/28/2022)
RR
Alaska(2/28/2022)
RR
Arizona(2/28/2022)
RR
Arkansas(2/28/2022)
RR
California(2/28/2022)
IAR
California(3/31/2025)
RR
Colorado(2/28/2022)
RR
Connecticut(2/28/2022)
RR
Delaware(2/28/2022)
RR
District of Columbia(2/28/2022)
RR
Florida(2/28/2022)
RR
Georgia(2/28/2022)
RR
Hawaii(2/28/2022)
RR
Idaho(2/28/2022)
RR
Illinois(2/28/2022)
RR
Indiana(2/28/2022)
RR
Iowa(2/28/2022)
RR
Kansas(2/28/2022)
RR
Kentucky(2/28/2022)
RR
Louisiana(2/28/2022)
RR
Maine(2/28/2022)
RR
Maryland(2/28/2022)
RR
Massachusetts(2/28/2022)
RR
Michigan(2/28/2022)
RR
Minnesota(2/28/2022)
RR
Mississippi(2/28/2022)
RR
Missouri(2/28/2022)
RR
Montana(2/28/2022)
RR
Nebraska(2/28/2022)
RR
Nevada(2/28/2022)
RR
New Hampshire(2/28/2022)
RR
New Jersey(2/28/2022)
RR
New Mexico(2/28/2022)
RR
New York(2/28/2022)
RR
North Carolina(2/28/2022)
RR
North Dakota(2/28/2022)
RR
Ohio(3/1/2022)
RR
Oklahoma(2/28/2022)
RR
Oregon(2/28/2022)
RR
Pennsylvania(2/28/2022)
RR
Puerto Rico(2/28/2022)
RR
Rhode Island(2/28/2022)
RR
South Carolina(2/28/2022)
RR
South Dakota(2/28/2022)
RR
Tennessee(2/28/2022)
RR
Texas(2/28/2022)
IAR
Texas(3/31/2025)
RR
Utah(2/28/2022)
RR
Vermont(2/28/2022)
RR
Virginia(2/28/2022)
RR
Washington(2/28/2022)
RR
West Virginia(2/28/2022)
RR
Wisconsin(2/28/2022)
RR
Wyoming(2/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
