Christopher R. Sherman

SHERMAN FINANCIAL

Chapel Hill, NC 27514

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CRD#: 6696629

Professional summary

Christopher Richard Sherman, CFP® is a registered financial advisor currently at SHERMAN FINANCIAL located in Chapel Hill, North Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Christopher has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Proprieter of Sherman Financial Consulting, a non-investment related business providing small business and non-profit financial consulting and management services. Approximately 80 hours per month and 2 hours per day during trading hours are spent in this business. I am also a co-owner of Harmony Music Studios LLC, a non-investment related business providing music lessons in Chapel Hill, NC. Approximately 10 hours per month are spend in this business, non during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Richard Sherman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 27, 2016 - Present

SHERMAN FINANCIAL

Office #1: 136 E. Rosemary St Suite 100, Chapel Hill, NC 27514

RIA

CRD#: 285007

Chapel Hill, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/27/2016)

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Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2016

Uniform Investment Adviser Law Examination

Current Firm

SHERMAN FINANCIAL

SHERMAN FINANCIAL | SHERMAN FINANCIAL, LLC | SHERMAN FINANCIAL PLANNING, LLC | SHERMAN FINANCIAL PLANNING | SHERMAN FINANCIAL CONSULTING

CRD#: 285007 / SEC#:

North Carolina

Registered Investment Advisory firm - (9/27/2016 Approved)

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Contact information

Main Address

136 E. Rosemary St Suite 100, Chapel Hill, NC 27514

Mailing Address

Po Box 4602, Chapel Hill, NC 27515

Phone number

(919) 442-8634

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher R. Sherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Richard Sherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHERMAN FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2016

Current Firm

SHERMAN FINANCIAL

Contact information

Documents

Red Flags

Company Information

SHERMAN FINANCIAL

TRUST BUT VERIFY

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