Courtney F. Regan

MAROTTA WEALTH MANAGEMENT

Charlottesville, VA 22903-4615

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CRD#: 6695894

Professional summary

Courtney Fraser Regan, CFP®, who also goes by Courtney Rebecca Fraser, is a registered financial advisor currently at MAROTTA WEALTH MANAGEMENT, INC. located in Charlottesville, Virginia.

Courtney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Courtney has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Education Planning

Retirement Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Charitable Giving

College/Education Planning

Estate & Generational Planning...

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

Courtney Rebecca Fraser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Courtney Fraser teaches fitness classes at Pure Barre (2200 Old Ivy Rd, Unit 101, Charlottesville, VA 22903) since July of 2021. This requires approximately 8 hours per month and is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtney Fraser Regan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 9, 2016 - Present

MAROTTA WEALTH MANAGEMENT, INC.

Office #1: 1000 Ednam Center Suite 200, Charlottesville, VA 22903-4615

RIA

CRD#: 115645

Charlottesville, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAROTTA WEALTH MANAGEMENT, INC.

MAROTTA ASSET MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT

CRD#: 115645 / SEC#: 801-62848

RIA

Registered Investment Advisory firm - (3/10/2004 Approved)

California

Registered Investment Advisory firm - (4/14/2004 Terminated)

Virginia

Registered Investment Advisory firm - (4/13/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(9/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2016

Uniform Investment Adviser Law Examination

Current Firm

MAROTTA WEALTH MANAGEMENT, INC.

MAROTTA ASSET MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT

CRD#: 115645 / SEC#: 801-62848

RIA

Registered Investment Advisory firm - (3/10/2004 Approved)

California

Registered Investment Advisory firm - (4/14/2004 Terminated)

Virginia

Registered Investment Advisory firm - (4/13/2004 Terminated)

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Contact information

Main Address

1000 Ednam Center Suite 200, Charlottesville, VA 22903-4615

Mailing Address

Phone number

(434) 244-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAROTTA 2025 09 02 ADV PART 2 (8/25/2025)

Regulatory assets under management

Total Number of Accounts	1,995
AUM (Assets Under Management)	$ 603,847,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Courtney F. Regan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtney Fraser Regan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAROTTA WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

MAROTTA WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2016

Current Firm

MAROTTA WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAROTTA WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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