Jonathan R. Bernardo

EAGLE POINT SECURITIES LLC

Greenwich, CT 06830

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CRD#: 6695507

Professional summary

Jonathan Robert Bernardo, CIMA® is a registered financial professional currently at EAGLE POINT SECURITIES LLC located in Greenwich, Connecticut.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2016. Jonathan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Robert Bernardo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 1, 2024 - Present

EAGLE POINT SECURITIES LLC

Office #1: 600 Steamboat Road Suite 202, Greenwich, CT 06830

CRD#: 324528

Greenwich, CT

Past

March 27, 2023 - March 1, 2024

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

Greenwich, CT

Past

January 30, 2018 - March 15, 2023

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

August 19, 2016 - January 23, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/1/2024)

Arkansas
(4/15/2024)

Connecticut
(3/1/2024)

Delaware
(3/1/2024)

Florida
(4/15/2024)

Georgia
(3/1/2024)

Kentucky
(3/1/2024)

Louisiana
(3/1/2024)

Maine
(3/4/2024)

Maryland
(3/1/2024)

Mississippi
(3/1/2024)

New Jersey
(3/1/2024)

New York
(3/1/2024)

North Carolina
(3/1/2024)

Pennsylvania
(3/1/2024)

Puerto Rico
(4/15/2024)

Rhode Island
(3/1/2024)

South Carolina
(3/1/2024)

Tennessee
(3/1/2024)

Vermont
(3/1/2024)

Virginia
(3/1/2024)

West Virginia
(3/1/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/19/2016

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE POINT SECURITIES LLC

CRD#: 324528 / SEC#: , 8-71048

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Mailing Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Phone number

(203) 340-8565

Established

Delaware since 11/29/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
EAGLE POINT HOLDINGS LP	SOLE MEMBER
CHUNG, MICHAEL NMN	FINOP/PFO	5739877
DAIGLE, JENNIFFER ALYCE	VICE PRESIDENT	2620553
DOHERTY, JAMES HUGH	PRINCIPAL OPERATIONS OFFICER (POO)	4197747
FOX, GERHARD ROBERT	CHIEF COMPLIANCE OFFICER	2796860
ROTH, JOSEPH HARRIS	PRESIDENT	7673254

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan R. Bernardo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Robert Bernardo's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHFORGE SECURITIES, LLC

AMG DISTRIBUTORS, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2019

Series 63

Date: 10/6/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2017

Series 6

Date: 8/19/2016

FINRA

Current Firm

EAGLE POINT SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EAGLE POINT SECURITIES LLC

TRUST BUT VERIFY

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