CF
Cristian D. Foronda Orozco
TD PRIVATE CLIENT WEALTH LLC
Melville, NY 11747
Some features on this profile are disabled
CRD#: 6695460
CF
Professional summary
Cristian David Foronda Orozco, who also goes by Cristian D Foronda, Cristian Forondaorozco, Cristian Foronda, C D Foronda Orozco, Cristian D Foronda Orozco, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Melville, New York.
Cristian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Cristian has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cristian D Foronda | Cristian Forondaorozco | Cristian Foronda | C D Foronda Orozco | Cristian D Foronda Orozco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Popular Private Client
85 Broad
New York, NY 10004
Banking
Private Banker
Start: 04/2019
160 hours per month approx.
136 hours during trading hours
Basic Banking services including deposits and loans for Private Bank Clients
Selfie Glam NY LLC
34-61 Vernon Blvd APt 2b
Long Island City, NY 11106
Event Photography
Owner/Photographer
President of LLC
Start: 03/2017
5 hours per month approx.
0 hours during trading hours
I take pictures of Guest at events including but not limited to weddings, birthdays, babyshowers, etc
CRS (Client Relationship Summary) - RIA
Click below to view Cristian David Foronda Orozco's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cristian David Foronda Orozco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2022 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 324 So. Service Road, Melville, NY 11747RIA
BD
CRD#: 164484
Melville, NY
Current
March 29, 2022 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 324 So. Service Road, Melville, NY 11747RIA
BD
CRD#: 164484
Melville, NY
Past
December 16, 2019 - March 28, 2022
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(4/2/2022)
IAR
New York(6/2/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/16/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
662
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
