Ronak H. Doshi

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CRD#: 6694825

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronak H Doshi, who also goes by Cronak H Doshi, was a registered financial professional .

Ronak is a previously registered financial professional and started their career in finance in 2020. Ronak had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cronak H Doshi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JSF Financial*Invest related*Los Angeles, CA*Portfolio Research Associate*Independent IAR*6/22/20*160 Per Mnth/90 During trade*Trading, rebalancing, investment research, due-diligence meetings etc.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 8, 2025 - July 8, 2025

THREE ARCH WEALTH MANAGEMENT LLC

RIA

CRD#: 333733

IRVINE, CA

Past

June 1, 2022 - March 21, 2024

JSF FINANCIAL, LLC

RIA

CRD#: 114025

LOS ANGELES, CA

Past

September 11, 2020 - February 26, 2024

NEWEDGE SECURITIES, LLC

CRD#: 10674

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THREE ARCH WEALTH MANAGEMENT LLC

CRD#: 333733 / SEC#: 801-131587

RIA

Registered Investment Advisory firm - (1/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/11/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/23/2020

Securities Industry Essentials Examination

Current Firm

THREE ARCH WEALTH MANAGEMENT LLC

CRD#: 333733 / SEC#: 801-131587

RIA

Registered Investment Advisory firm - (1/8/2025 Approved)

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Contact information

Main Address

300 Spectrum Center Drive Suite 1030, Irvine, CA 92618

Mailing Address

Phone number

(949) 400-7107

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THREE ARCH WEALTH DISCLOSURE BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	734
AUM (Assets Under Management)	$ 503,048,544

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronak H. Doshi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THREE ARCH WEALTH MANAGEMENT LLC

JSF FINANCIAL, LLC

NEWEDGE SECURITIES, LLC

Primary Firm SEC Registration

THREE ARCH WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2020

Series 7TO

Date: 9/11/2020

SIE

Date: 7/23/2020

Current Firm

THREE ARCH WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THREE ARCH WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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