RD
Ronald M. Dennis
INVICTA FINANCIAL GROUP
Arlington, VA 22203
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CRD#: 6693892
RD
Professional summary
Ronald Michael Dennis, who also goes by Ronald M Dennis, is a registered financial advisor currently at INVICTA FINANCIAL GROUP located in Arlington, Virginia.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ronald has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ronald M Dennis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ron Dennis is a licensed insurance agent of Ronald M. Dennis, Sole Proprietor since December 2016. He is an independent insurance agent that does not sell or service disability income, long-term care insurance policies or life insurance. He does not offer clients advice or products for this activity. He receives no compensation for this activity and spends 0 hours per month on this activity. 2) Ron Dennis is a Sole Proprietor and Notary Public that offers notarization services. He provides these services free of charge and does not handle any client or investment-related documents. He receives no compensation for this activity and spends 0-1 hour per month on this activity. 3) Ron Dennis is the trustee of a trust since January 2020. He receives no compensation for this activity and spends 1-2 hours per month on this activity. 4) Ron Dennis is the Nazarene Discipleship International (NDI) President at Calvary Church of the Nazarene in Annandale, Virginia. He exercises leadership over the local NDI Board to develop, implement, and oversee discipleship efforts within the church. He prepares and submits the annual discipleship budget to the Church Board and, as an ex-officio voting member, assists in the business and ministerial operations under the lead pastor's leadership. He receives no compensation for this activity and spends 2 hours per month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Michael Dennis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2024 - Present
INVICTA FINANCIAL GROUP
Office #1: 4250 N. Fairfax Dr. Suite 600, Arlington, VA 22203RIA
CRD#: 288008
Arlington, VA
Past
November 28, 2016 - June 3, 2024
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
Arlington, VA
Past
October 24, 2016 - June 3, 2024
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
Arlington, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(6/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2615 East 24th Street Suite 2, Yuma, AZ 85365
Mailing Address
Phone number
(928) 344-8000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,722 |
| AUM (Assets Under Management) | $ 324,619,396 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
