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Ronald Michael Dennis

INVICTA FINANCIAL GROUP
Arlington, VA
·CRD# 6693892·10 years experience

Professional Summary

Ronald Michael Dennis, who also goes by Ronald M Dennis, is a registered financial advisor currently at INVICTA FINANCIAL GROUP located in Arlington, Virginia. Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ronald has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald M Dennis

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

INVICTA FINANCIAL GROUP·CRD# 288008
RIA
4250 N. Fairfax Dr. Suite 600, Arlington, VA 22203
June 17, 2024 - Present
FIRST COMMAND ADVISORY SERVICES·CRD# 281958
RIA
Arlington, VA
November 28, 2016 - June 3, 2024
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
Arlington, VA
October 24, 2016 - June 3, 2024

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Current Firm

IF
INVICTA FINANCIAL GROUP

BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP

CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - SEC (4/27/2020 Approved)
Arizona
Registered Investment Advisory firm - Arizona (4/28/2020 Terminated)
California
Registered Investment Advisory firm - California (5/28/2020 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (4/29/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/30/2020 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (5/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/29/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/28/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2615 East 24th Street Suite 2, Yuma, AZ 85365

Phone Number

(928) 344-8000

# of Employees

11

SEC notice filing (14 States and Territories)

Registered to provide investment advisory services in 14 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-BDT & ASSOCIATES, INC. (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,683

AUM (Assets Under Management)

$371,143,077

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ron Dennis is a licensed insurance agent of Ronald M. Dennis, Sole Proprietor since December 2016. He is an independent insurance agent that does not sell or service disability income, long-term care insurance policies or life insurance. He does not offer clients advice or products for this activity. He receives no compensation for this activity and spends 0 hours per month on this activity. 2) Ron Dennis is a Sole Proprietor and Notary Public that offers notarization services. He provides these services free of charge and does not handle any client or investment-related documents. He receives no compensation for this activity and spends 0-1 hour per month on this activity. 3) Ron Dennis is the trustee of a trust since January 2020. He receives no compensation for this activity and spends 1-2 hours per month on this activity. 4) Ron Dennis is the Nazarene Discipleship International (NDI) President at Calvary Church of the Nazarene in Annandale, Virginia. He exercises leadership over the local NDI Board to develop, implement, and oversee discipleship efforts within the church. He prepares and submits the annual discipleship budget to the Church Board and, as an ex-officio voting member, assists in the business and ministerial operations under the lead pastor's leadership. He receives no compensation for this activity and spends 2 hours per month on this activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVICTA FINANCIAL GROUP

BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP

CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - SEC (4/27/2020 Approved)
Arizona
Registered Investment Advisory firm - Arizona (4/28/2020 Terminated)
California
Registered Investment Advisory firm - California (5/28/2020 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (4/29/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (4/30/2020 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (5/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/29/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/28/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(4/21/2026)
IAR
Virginia
(6/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2016About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2016About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ronald Michael Dennis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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