Richard J. Knight
TRUIST ADVISORY SERVICES
MELBOURNE, FL 32940
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CRD#: 6693627
Professional summary
Richard James Knight, CFP®, CPWA®, who also goes by Richard Knight, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Melbourne, Florida and TRUIST INVESTMENT SERVICES, INC. located in Melbourne, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Richard has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Knight
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FLORIDA ARMY NATIONAL GUARD POSITION: Operations Officer NATURE: Military INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 07/30/2010 ADDRESS: West Palm Beach FL, United States DESCRIPTION: Direct a unit of 770 Soldiers to conduct tactical and civil support operations. KNIGHT PROPERTY GROUP POSITION: President/Owner NATURE: Rental Property- Single family home. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 05/31/2025 ADDRESS: Rockledge FL, United States DESCRIPTION: Manage rental property. This LLC is pending creation based on acceptance on offer for the house.
CRS (Client Relationship Summary) - RIA
Click below to view Richard James Knight's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
CPWA®
Start date: 2021-08-05
Expire date: 2023-07-31
Experience
Current
January 3, 2017 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 8226 N Wickman Rd, Melbourne, FL 32940RIA
CRD#: 283390
MELBOURNE, FL
Current
September 1, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 8226 N Wickham Rd, Melbourne, FL 32940Office #2: 8226 N Wickham Rd, Melbourne, FL 32940BD
CRD#: 17499
Melbourne, FL
Past
November 16, 2016 - January 6, 2017
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
INDIAN HARBOUR BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/11/2024)
RR
Arizona(3/30/2021)
RR
Arkansas(7/29/2021)
RR
California(11/18/2016)
RR
Colorado(8/13/2021)
RR
Delaware(4/11/2025)
RR
District of Columbia(11/27/2024)
RR
Florida(11/14/2016)
IAR
Florida(1/3/2017)
RR
Georgia(11/14/2016)
RR
Hawaii(4/5/2024)
RR
Idaho(3/25/2021)
RR
Illinois(8/1/2024)
RR
Indiana(1/20/2022)
RR
Kansas(11/17/2022)
RR
Kentucky(11/18/2016)
IAR
Louisiana(3/2/2021)
RR
Louisiana(6/11/2024)
RR
Maryland(5/3/2021)
RR
Massachusetts(8/4/2023)
RR
Michigan(8/9/2018)
RR
Minnesota(6/11/2024)
RR
Montana(5/12/2021)
RR
Nebraska(9/19/2025)
RR
Nevada(4/16/2019)
RR
New Hampshire(2/2/2024)
RR
New Jersey(8/30/2018)
RR
New York(9/20/2018)
RR
North Carolina(9/20/2017)
RR
North Dakota(6/11/2024)
RR
Ohio(3/19/2021)
RR
Pennsylvania(8/9/2018)
RR
Rhode Island(8/11/2022)
IAR
Rhode Island(1/19/2023)
RR
South Carolina(8/16/2018)
RR
Tennessee(11/21/2017)
RR
Texas(6/11/2024)
IAR
Texas(10/7/2025)
RR
Utah(4/21/2025)
RR
Vermont(10/11/2022)
RR
Virginia(11/21/2017)
RR
Washington(9/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
