NT
Natalie J. Trouw
KESTRA ADVISORY SERVICES
SANTA FE, NM
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CRD#: 6693324
NT
Professional summary
Natalie Joanne Trouw is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Santa Fe, New Mexico and KESTRA INVESTMENT SERVICES, LLC located in Santa Fe, New Mexico.
Natalie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Natalie has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 03/10/2021 ADDRESS: 5707 Southwest Parkway, Building 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Portfolio development, advisory, financial planning Business Name: ELEVATION WEALTH PARTNERS POSITION: Wealth Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 05/01/2019 ADDRESS: 1440 S Saint Francis Dr, Ste A, Santa Fe NM 87505 DESCRIPTION: Portfolio design, transaction work, financial planning, meetings with clients
CRS (Client Relationship Summary) - RIA
Click below to view Natalie Joanne Trouw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 1440 S. Saint Francis Dr. Suite A, Santa Fe, NM 87505RIA
CRD#: 283330
SANTA FE, NM
Current
March 11, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1440a S Saint Francis Dr Suite A, Santa Fe, NM 87505BD
CRD#: 42046
Santa Fe, NM
Past
September 30, 2019 - March 17, 2021
WADDELL & REED
RIA
CRD#: 866
SANTA FE, NM
Past
August 9, 2019 - March 17, 2021
WADDELL & REED
BD
CRD#: 866
SANTA FE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/11/2021)
RR
California(6/11/2021)
RR
Colorado(6/11/2021)
RR
Delaware(9/13/2024)
RR
Florida(6/11/2021)
RR
Hawaii(6/11/2021)
RR
Idaho(6/11/2021)
RR
Minnesota(6/11/2021)
RR
Montana(6/25/2025)
RR
New Mexico(3/11/2021)
IAR
New Mexico(3/12/2021)
RR
New York(4/4/2022)
RR
Oregon(6/11/2021)
RR
South Carolina(2/22/2024)
RR
Texas(6/11/2021)
RR
Virginia(10/25/2021)
RR
Washington(7/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
