EC
Elijah J. Cooksey
CITY NATIONAL SECURITIES
LOS ANGELES, CA
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CRD#: 6692043
EC
Professional summary
Elijah James Cooksey, who also goes by Elijah Cooksey, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Los Angeles, California.
Elijah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Elijah has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elijah Cooksey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business/Entity: Elijah Cookey, Self-Published Author Address: Personal Residence Business is Not Investment Related: Business Description: Author of self published fiction Capacity: Owner - Active, Other State Date: 03/04/2018 Duties: Write and market work. Hours Devoted Per Month: 10 Hours Devoted During Securities Hours Per Month: 0 (2) Name of Business/Entity: Seventh Story Creative Address: Personal Residence Business is Not Investment Related Business Description: Develop and promote a mobile application game called Ribbon, a simple puzzle math game Capacity: General Partner State Date: 10/18/2023 Hours Devoted Per Month: 10 Hours Devoted During Securities Hours Per Month: 0
CRS (Client Relationship Summary) - RIA
Click below to view Elijah James Cooksey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Elijah James Cooksey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2025 - Present
CITY NATIONAL SECURITIES, INC.
Office #2: 400 N. Roxbury Dr. 2nd Floor, Beverly Hills, CA 90210RIA
BD
CRD#: 103705
LOS ANGELES, CA
Current
July 2, 2025 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 400 N. Roxbury Dr. 2nd Floor, Beverly Hills, CA 90210RIA
BD
CRD#: 103705
BEVERLY HILLS, CA
Past
December 13, 2022 - June 23, 2025
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
BD
CRD#: 130139
PLYMOUTH, MN
Past
December 6, 2022 - June 23, 2025
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RIA
CRD#: 116407
LOS ANGELES, CA
Past
October 17, 2018 - November 29, 2022
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
Rolling Hills, CA
Past
October 16, 2018 - November 29, 2022
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
Rolling Hills, CA
Past
February 22, 2017 - October 19, 2018
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LOS ANGELES, CA
Past
December 21, 2016 - October 19, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/2/2025)
IAR
California(7/2/2025)
IAR
Texas(7/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Mailing Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Phone number
(310) 888-6400
Established
California since 11/03/1999
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
78
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
