Damon A. Robertson
Professional summary
Damon Anthony Robertson, who also goes by Damon A Robertson, Damon Robertson, is a registered financial advisor currently at FINANCIAL ALTERNATIVES, INC. located in La Jolla, California.
Damon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Damon has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Damon Anthony Robertson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2025 - Present
FINANCIAL ALTERNATIVES, INC.
Office #1: 7825 Fay Ave, Suite 210, La Jolla, CA 92037October 13, 2021 - October 8, 2024
WELLS FARGO CLEARING SERVICES, LLC
September 17, 2021 - October 8, 2024
WELLS FARGO CLEARING SERVICES, LLC
August 22, 2016 - August 3, 2021
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
FINANCIAL ALTERNATIVES, INC.
CRD#: 108245 / SEC#: 801-57864
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/10/2025)
(3/10/2025)
(3/10/2025)
(3/10/2025)
(3/10/2025)
Exams
Series 7TO
Date: 9/17/2021
General Securities Representative ExaminationCurrent Firm
FINANCIAL ALTERNATIVES, INC.
CRD#: 108245 / SEC#: 801-57864
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,259 |
| AUM (Assets Under Management) | $ 559,414,249 |
Red Flags
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