Anthony I. Huerta
Professional summary
Anthony I Huerta, who also goes by Isaiah Huerta, is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in Austin, Texas.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2017. Anthony has worked at 2 firms and has passed the SIE, Series 50 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony I Huerta's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2024 - Present
TRB CAPITAL MARKETS, LLC
Office #1: 3103 Bee Caves Road Suite 133, Austin, TX 78746June 19, 2017 - September 30, 2024
ESTRADA HINOJOSA & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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