SF
Santiago Feliciano
ALLSTATE FINANCIAL ADVISORS
Colorado Springs, CO 80909-6348
Some features on this profile are disabled
CRD#: 6687607
SF
Professional summary
Santiago Feliciano is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Colorado Springs, Colorado and ALLSTATE FINANCIAL SERVICES, LLC located in Colorado Springs, Colorado.
Santiago is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Santiago has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FELICIANO REALTY LLC POSITION: President NATURE: Real estate investment. Short and long term investments in land and real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 01/13/2023 ADDRESS: 5516 Vermilion bluffs dr, Colorado Springs CO 80923, United States DESCRIPTION: Working with real estate agents and homeowners that have undervalued or distressed properties. My goal is to purchase, rehab, and rent/sell the properties. TJ & SF LLC POSITION: Registered agent NATURE: I have a partner and we will be buying and selling real estate. we will purchase properties, fix them up and then sell them out right or seller finance. In some cases we may also rent out properties. 6651 beech trail converse tx 78109 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2024 ADDRESS: 9884 owl perch loop, Colorado Springs CO 80908, United States DESCRIPTION: I have a partner and we will be buying and selling real estate. we will purchase properties, fix them up and then sell them out right or seller finance. In some cases we may also rent out properties. ?
CRS (Client Relationship Summary) - RIA
Click below to view Santiago Feliciano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2018 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 106 N Circle Dr, Colorado Springs, CO 80909-6348RIA
CRD#: 109524
Colorado Springs, CO
Current
December 7, 2018 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 106 N Circle Dr, Colorado Springs, CO 80909-6348BD
CRD#: 18272
Colorado Springs, CO
Past
October 31, 2016 - November 21, 2018
GWN SECURITIES INC.
RIA
CRD#: 128929
SAN ANTONIO, TX
Past
September 7, 2016 - November 21, 2018
GWN SECURITIES INC.
BD
CRD#: 128929
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/16/2022)
RR
Colorado(11/1/2019)
IAR
Colorado(10/25/2023)
RR
Florida(9/21/2020)
RR
Hawaii(4/29/2024)
RR
Kansas(1/17/2025)
RR
Minnesota(1/13/2022)
RR
Mississippi(1/23/2025)
RR
Texas(12/7/2018)
RR
Wisconsin(6/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Colorado Springs, CO 80909-6348TRUST BUT VERIFY
Monitor Santiago Feliciano
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
